Transphorm Technology Inc (TGAN) Ownership

5.10 ↑0.00 (0.00%)

As of June 20, 2024, 4:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Kohlberg Kravis Roberts & Co LP is the biggest individual institutional holder of Transphorm Technology Inc (TGAN), owning a total of 24.4 million shares. Combined, the top 49 institutional holders of TGAN own 77.02% of the company with a total of 48.8 million shares.

In the latest ownership report on March 31st 2024, the top 49 institutional holders increased their combined ownership of TGAN by 6.7 million shares. 22 institutions bought 7,007,399 total additional shares and increased their ownership by an average of 48.09%. However 6 institutions sold 267,858 total shares and decreased their ownership by an average of 15.09%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Transphorm Technology increased by a net total of 6,739,541 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Kohlberg Kravis Roberts & Co LP	38.531%	0.000%	24,411,968	0	2024-03-31
Ameriprise Financial Inc	7.453%	-4.481%	4,722,304	-221,508	2024-03-31
Eckert Corp	3.894%	0.000%	2,466,977	2,466,977	2024-03-31
BlackRock Inc	2.779%	5.232%	1,760,478	87,520	2024-03-31
Vanguard Group Inc	2.368%	1.350%	1,500,305	19,986	2024-03-31
Highbridge Capital Management, LLC	1.515%	0.000%	959,567	959,567	2024-03-31
Qube Research & Technologies	0.968%	0.000%	613,216	613,216	2024-03-31
Geode Capital Management, LLC	0.917%	9.348%	580,941	49,665	2024-03-31
Carmignac Gestion	0.811%	0.000%	513,852	513,852	2024-03-31
State Street Corporation	0.707%	9.472%	447,807	38,745	2024-03-31
Skandinaviska Enskilda Banken AB	0.625%	0.000%	395,971	395,971	2024-03-31
UBS Group AG	0.524%	956.997%	331,654	300,277	2024-03-31
Millennium Management LLC	0.519%	0.000%	328,593	328,593	2024-03-31
Marshall Wace Asset Management Ltd	0.480%	0.000%	304,300	304,300	2024-03-31
Gabelli Funds LLC	0.449%	0.000%	284,200	284,200	2024-03-31
Northern Trust Corp	0.370%	4.283%	234,475	9,629	2024-03-31
Gabelli Securities Inc	0.369%	0.000%	233,600	233,600	2024-03-31
Penderfund Capital Management Ltd	0.229%	0.000%	145,000	145,000	2024-03-31
Bank of New York Mellon Corp	0.125%	-8.328%	79,273	-7,202	2024-03-31
Charles Schwab Investment Management Inc	0.123%	-7.295%	78,073	-6,144	2024-03-31
Css LLC	0.119%	0.000%	75,272	75,272	2024-03-31
Black Maple Capital Management LP	0.101%	0.000%	63,923	0	2024-03-31
Morgan Stanley - Brokerage Accounts	0.087%	-18.762%	54,913	-12,682	2024-03-31
JPMorgan Chase & Co	0.086%	71.273%	54,417	22,645	2024-03-31
Water Island Capital LLC	0.076%	0.000%	48,157	48,157	2024-03-31
Guggenheim Capital LLC	0.075%	0.000%	47,284	47,284	2024-03-31
STRS OHIO	0.061%	0.000%	38,700	38,700	2024-03-31
Nuveen Asset Management, LLC	0.048%	0.000%	30,360	0	2024-03-31
Springbok Capital Management, LLC	0.038%	0.000%	24,243	24,243	2024-03-31
Deutsche Bank AG	0.034%	-3.410%	21,528	-760	2024-03-31
Barclays PLC	0.033%	-48.279%	20,957	-19,562	2024-03-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Kohlberg Kravis Roberts & Co LP	38.531%	0.000%	24,411,968	0	2024-03-31
Ameriprise Financial Inc	7.453%	-4.481%	4,722,304	-221,508	2024-03-31
AIGH Capital Management, LLC	7.294%	0.033%	4,621,058	1,500	2023-12-31
Eckert Corp	3.894%	0.000%	2,466,977	2,466,977	2024-03-31
BlackRock Inc	2.779%	5.232%	1,760,478	87,520	2024-03-31
Vanguard Group Inc	2.368%	1.350%	1,500,305	19,986	2024-03-31
Worth Venture Partners, LLC	1.821%	0.130%	1,153,778	1,500	2023-12-31
Polar Asset Management Partners	1.596%	42.272%	1,009,702	300,002	2023-09-30
Highbridge Capital Management, LLC	1.515%	0.000%	959,567	959,567	2024-03-31
Qube Research & Technologies	0.968%	0.000%	613,216	613,216	2024-03-31
Geode Capital Management, LLC	0.917%	9.348%	580,941	49,665	2024-03-31
Carmignac Gestion	0.811%	0.000%	513,852	513,852	2024-03-31
State Street Corporation	0.707%	9.472%	447,807	38,745	2024-03-31
Skandinaviska Enskilda Banken AB	0.625%	0.000%	395,971	395,971	2024-03-31
Soros Fund Management LLC	0.538%	-20.930%	340,000	-90,000	2023-09-30
UBS Group AG	0.524%	956.997%	331,654	300,277	2024-03-31
Millennium Management LLC	0.519%	0.000%	328,593	328,593	2024-03-31
Marshall Wace Asset Management Ltd	0.480%	0.000%	304,300	304,300	2024-03-31
Gabelli Funds LLC	0.449%	0.000%	284,200	284,200	2024-03-31
Jacob Asset Mgmt Of NY LLC	0.395%	-1.185%	250,084	-3,000	2023-09-30
Northern Trust Corp	0.370%	4.283%	234,475	9,629	2024-03-31
Gabelli Securities Inc	0.369%	0.000%	233,600	233,600	2024-03-31
Penderfund Capital Management Ltd	0.229%	0.000%	145,000	145,000	2024-03-31
Bank of New York Mellon Corp	0.125%	-8.328%	79,273	-7,202	2024-03-31
Charles Schwab Investment Management Inc	0.123%	-7.295%	78,073	-6,144	2024-03-31
Css LLC	0.119%	0.000%	75,272	75,272	2024-03-31
Goldman Sachs Group Inc	0.121%	0.000%	74,835	74,835	2023-03-31
Alpine Partners VI, LLC	0.119%	0.000%	73,700	73,700	2023-06-30
BOOTHBAY FUND MANAGEMENT, LLC	0.119%	0.000%	73,700	73,700	2023-06-30
Susquehanna International Group, LLP	0.117%	0.000%	66,146	66,146	2022-06-30
Black Maple Capital Management LP	0.101%	0.000%	63,923	0	2024-03-31
Taylor Frigon Capital Management LLC	0.099%	0.000%	62,500	0	2023-12-31
Morgan Stanley - Brokerage Accounts	0.087%	-18.762%	54,913	-12,682	2024-03-31
JPMorgan Chase & Co	0.086%	71.273%	54,417	22,645	2024-03-31
Water Island Capital LLC	0.076%	0.000%	48,157	48,157	2024-03-31
Guggenheim Capital LLC	0.075%	0.000%	47,284	47,284	2024-03-31
STRS OHIO	0.061%	0.000%	38,700	38,700	2024-03-31
ExodusPoint Capital Management, LP	0.058%	-63.130%	32,998	-56,501	2022-06-30
Bank of America Corp	0.051%	83.822%	32,474	14,808	2023-12-31
Rhumbline Advisers	0.048%	1.100%	30,517	332	2023-12-31
Nuveen Asset Management, LLC	0.048%	0.000%	30,360	0	2024-03-31
Stratos Wealth Partners, LTD	0.041%	0.000%	25,640	0	2023-12-31
Springbok Capital Management, LLC	0.038%	0.000%	24,243	24,243	2024-03-31
Deutsche Bank AG	0.034%	-3.410%	21,528	-760	2024-03-31
Barclays PLC	0.033%	-48.279%	20,957	-19,562	2024-03-31
New York State Common Retirement Fund	0.033%	0.000%	18,500	18,500	2022-06-30
AQR Capital Management LLC	0.022%	-28.216%	13,191	-5,185	2022-12-31
Y-Intercept (Hong Kong) Ltd	0.020%	0.000%	11,272	11,272	2022-12-31
Amvescap Plc.	0.020%	-26.956%	11,202	-4,134	2022-09-30

Mutual Fund Ownership

Columbia Seligman Tech & Inf SMA Cmp is the biggest individual fund holder of Transphorm Technology Inc (TGAN), owning a total of 3.2 million shares. Combined, the top 54 mutual fund holders of TGAN own 25.69% of the company with a total of 16.3 million shares.

In the latest ownership report on May 31st 2024, the top 54 fund holders increased their combined ownership of TGAN by 18 thousand shares. 2 funds bought 49,983 total additional shares and increased their ownership by an average of 7.41%. However 5 funds sold 31,947 total shares and decreased their ownership by an average of 9.19%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Transphorm Technology increased by a net total of 18,036 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Columbia Seligman Tech & Info A	5.076%	0.000%	3,216,212	0	2024-05-31
Vanguard Total Stock Mkt Idx Inv	1.497%	5.402%	948,605	48,617	2024-05-31
Columbia Seligman Global Tech A	0.826%	0.000%	523,561	0	2024-05-31
Carmignac Pf Merger Arb Plus I EUR Acc	0.611%	0.000%	387,381	0	2024-05-31
Vanguard Institutional Extnd Mkt Idx Tr	0.571%	0.000%	361,933	0	2024-05-31
Fidelity Small Cap Index	0.470%	0.000%	297,714	0	2024-05-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.270%	0.000%	170,925	0	2024-05-31
Carmignac Pf Merger Arbitrage I EUR Acc	0.200%	0.000%	126,471	0	2024-05-31
Fidelity Extended Market Index	0.197%	-0.280%	124,581	-350	2024-05-31
Vanguard Russell 2000 ETF	0.179%	-0.756%	113,447	-864	2024-05-31
State St Russell Sm Cap® Indx SL Cl I	0.161%	0.000%	102,265	0	2024-05-31
Pender Alternative Arbitrage Plus Cl I	0.113%	-8.462%	71,400	-6,600	2024-05-31
Pender Alternative Arbitrage Cl FF	0.106%	0.000%	67,000	0	2024-05-31
Schwab Small Cap Index	0.105%	0.000%	66,481	0	2024-05-31
iShares Russell 2000 Small-Cap Idx Instl	0.088%	0.000%	55,876	0	2024-05-31
AltShares Merger Arbitrage ETF	0.067%	-36.310%	42,227	-24,074	2024-05-31
Fidelity Total Market Index	0.065%	-0.144%	41,048	-59	2024-05-31
Fidelity Nasdaq Composite Index	0.059%	0.000%	37,516	0	2024-05-31
EQ/2000 Managed Volatility IB	0.050%	0.000%	31,928	0	2024-05-31
Nuveen Small Cap Blend Idx R6	0.047%	0.000%	29,962	0	2024-05-31
Fidelity Series Total Market Index	0.044%	0.000%	28,028	0	2024-05-31
Spartan Small Cap Index Pool	0.026%	0.000%	16,487	0	2024-05-31
Fidelity Small Cap Growth Index	0.025%	9.425%	15,860	1,366	2024-05-31
Neuberger Berman Abs Ret Multi-Mgr I	0.019%	0.000%	12,200	0	2024-05-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Columbia Seligman Tech & Inf SMA Cmp	5.083%	4,176,800.000%	3,216,212	3,216,135	2023-12-31
Columbia Seligman Tech & Info A	5.076%	0.000%	3,216,212	0	2024-05-31
Columbia Seligman Technology Growth	5.076%	0.000%	3,216,212	0	2024-03-31
Vanguard Total Stock Mkt Idx Inv	1.497%	5.402%	948,605	48,617	2024-05-31
iShares Russell 2000 ETF	1.088%	0.765%	689,541	5,236	2024-05-30
Columbia Seligman Global Tech A	0.826%	0.000%	523,561	0	2024-05-31
Carmignac Pf Merger Arb Plus I EUR Acc	0.611%	0.000%	387,381	0	2024-05-31
Vanguard Extended Market Index Investor	0.584%	0.000%	361,933	0	2023-08-31
Vanguard Institutional Extnd Mkt Idx Tr	0.571%	0.000%	361,933	0	2024-05-31
Jacob Internet Inv	0.480%	92.647%	304,030	146,213	2023-12-31
Fidelity Small Cap Index	0.470%	0.000%	297,714	0	2024-05-31
iShares Russell 2000 Growth ETF	0.399%	0.000%	253,069	0	2024-05-30
Fidelity® Small Cap Index	0.387%	0.000%	240,030	0	2023-10-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.270%	0.000%	170,925	0	2024-05-31
Carmignac Pf Merger Arbitrage I EUR Acc	0.200%	0.000%	126,471	0	2024-05-31
Fidelity Extended Market Index	0.197%	-0.280%	124,581	-350	2024-05-31
Vanguard Russell 2000 ETF	0.179%	-0.756%	113,447	-864	2024-05-31
Fidelity® Extended Market Index	0.177%	0.000%	109,940	0	2023-11-30
State St Russell Sm Cap® Indx NL Cl C	0.165%	0.000%	102,265	0	2023-09-30
State St Russell Sm Cap® Indx SL Cl I	0.161%	0.000%	102,265	0	2024-05-31
Guggenheim Multi-Hedge Strategies P	0.157%	321.610%	99,247	75,707	2024-03-31
NT R2000 Growth Index Fund - NL	0.128%	0.000%	81,341	0	2023-12-31
NT R2000 Index Fund - NL	0.123%	0.078%	78,076	61	2024-03-31
Pender Alternative Arbitrage Plus Cl I	0.113%	-8.462%	71,400	-6,600	2024-05-31
Pender Alternative Arbitrage Cl FF	0.106%	0.000%	67,000	0	2024-05-31
Schwab Small Cap Index	0.105%	0.000%	66,481	0	2024-05-31
iShares Micro-Cap ETF	0.104%	0.000%	66,039	0	2024-02-29
Alpine ESG Merger Arbitrage EI EUR Acc	0.099%	0.000%	62,750	0	2024-04-30
NT R2000 Index Fund - DC - NL - 2	0.098%	0.920%	62,003	565	2024-03-31
Northern Trust Russell 2000 Growth Index	0.097%	0.122%	61,689	75	2024-03-31
NT R2000 Growth Index Fund - L	0.097%	0.122%	61,689	75	2024-03-31
iShares Russell 2000 Small-Cap Idx Instl	0.088%	0.000%	55,876	0	2024-05-31
The Vanguard Russell 2000 Growth Index	0.075%	4.876%	47,768	2,221	2024-03-31
Guggenheim VT Multi-Hedge Strategies	0.074%	311.937%	46,899	35,514	2024-03-31
BlackRock Extended Mkt Composite	0.067%	1.204%	42,519	506	2023-09-30
AltShares Merger Arbitrage ETF	0.067%	-36.310%	42,227	-24,074	2024-05-31
Fidelity Total Market Index	0.065%	-0.144%	41,048	-59	2024-05-31
Fidelity Nasdaq Composite Index	0.059%	0.000%	37,516	0	2024-05-31
EQ/2000 Managed Volatility IB	0.050%	0.000%	31,928	0	2024-05-31
Jacob Discovery Fd Instl	0.049%	-75.867%	31,174	-98,000	2024-03-31
Nuveen Small Cap Blend Idx R6	0.047%	0.000%	29,962	0	2024-05-31
Russell Personalized DI All Cap SMA	0.047%	2.091%	29,642	607	2024-03-31
Fidelity Series Total Market Index	0.044%	0.000%	28,028	0	2024-05-31
Vanguard Instl Ttl Stck Mkt Idx Tr	0.037%	-6.073%	23,201	-1,500	2024-03-31
NT Ext Equity Mkt Idx Fd - NL	0.037%	48.619%	23,137	7,569	2024-03-31
Spartan Small Cap Index Pool	0.026%	0.000%	16,487	0	2024-05-31
Fidelity Small Cap Growth Index	0.025%	9.425%	15,860	1,366	2024-05-31
Neuberger Berman Abs Ret Multi-Mgr I	0.019%	0.000%	12,200	0	2024-05-31
AXS Merger Fd I	0.018%	0.000%	11,500	11,500	2024-03-31
Gabelli ABC AAA	0.016%	0.000%	10,000	10,000	2024-03-31
Gabelli Entpr Mergers & Acquisitions Y	0.016%	0.000%	10,000	0	2024-04-30
GDL Fund	0.016%	0.000%	10,000	10,000	2024-03-31
SSgA Russell 2000 Index Strategy	0.009%	0.000%	5,700	0	2023-12-31
BlackRock Small Cap Index V.I. I	0.007%	76.667%	4,399	1,909	2024-03-31