S&W Seed Company (SANW) Ownership

4.88 ↑0.28 (6.08%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Cutter & CO Brokerage, Inc. is the biggest individual institutional holder of S&W Seed Company (SANW), owning a total of 1.9 million shares. Combined, the top 46 institutional holders of SANW own 24.93% of the company with a total of 4.7 million shares.

In the latest ownership report on December 31st 2024, the top 46 institutional holders increased their combined ownership of SANW by 296 thousand shares. 14 institutions bought 305,015 total additional shares and increased their ownership by an average of 0.00%. However 2 institutions sold 8,790 total shares and decreased their ownership by an average of 100%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of S&W Seed Company increased by a net total of 296,225 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Wynnefield Capital Inc	10.429%	0.000%	223,718	223,718	2024-12-31
Vanguard Group Inc	1.740%	0.000%	37,327	37,327	2024-12-31
Prescott Group Capital Management LLC	1.312%	0.000%	28,150	28,150	2024-12-31
Geode Capital Management, LLC	0.584%	0.000%	12,521	12,521	2024-12-31
BlackRock Inc	0.048%	0.000%	1,025	1,025	2024-12-31
UBS Group AG	0.042%	0.000%	890	890	2024-12-31
Tower Research Capital LLC	0.037%	0.000%	803	803	2024-12-31
Whittier Trust Co	0.020%	0.000%	421	421	2024-12-31
Advisor Group Holdings, Inc.	0.005%	0.000%	103	103	2024-12-31
SBI Securities Co Ltd	0.001%	0.000%	22	22	2024-12-31
Morgan Stanley - Brokerage Accounts	0.001%	0.000%	18	18	2024-12-31
Bank of America Corp	0.001%	0.000%	10	10	2024-12-31
Group One Trading, LP	0.000%	0.000%	4	4	2024-12-31
JPMorgan Chase & Co	0.000%	0.000%	3	3	2024-12-31
Northern Trust Investments N A	0.000%	-100.000%	0	-3,653	2024-12-31
OAK FAMILY ADVISORS, LLC	0.000%	-100.000%	0	-5,137	2024-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Cutter & CO Brokerage, Inc.	4.822%	-1.724%	1,909,655	-33,494	2024-06-30
ING Investment Management LLC	1.460%	1.323%	627,360	8,194	2022-12-31
Essex Investment Management Company, LLC	0.793%	0.000%	343,486	0	2024-03-31
Wynnefield Capital Inc	10.429%	0.000%	223,718	223,718	2024-12-31
CapTrust Financial Advisors	0.462%	0.000%	200,000	0	2023-12-31
First Western Trust Bank	0.417%	0.000%	165,315	0	2024-06-30
Shufro Rose & CO LLC	0.376%	0.000%	149,000	0	2024-06-30
Virtus Investment Advisors (VIA)	0.171%	0.000%	73,285	73,285	2022-09-30
Teton Advisors Inc	0.164%	-29.348%	65,000	-27,000	2024-06-30
Millennium Management LLC	0.145%	173.993%	61,717	39,192	2022-06-30
Koshinski Asset Management Inc	0.141%	-24.028%	60,708	-19,200	2023-03-31
Gabelli Funds LLC	0.152%	25.000%	60,000	12,000	2024-06-30
State Street Corp	0.151%	0.000%	59,687	0	2024-06-30
State Street Corporation	0.138%	0.000%	59,687	0	2024-03-31
Citadel Advisors Llc	0.146%	0.000%	57,815	57,815	2024-06-30
Susquehanna International Group, LLP	0.128%	-41.855%	55,545	-39,983	2024-03-31
Renaissance Technologies Corp	0.132%	-59.249%	52,420	-76,215	2024-06-30
Thompson Davis & Co Inc	0.117%	-2.116%	46,250	-1,000	2024-06-30
First Manhattan Co. LLC	0.092%	0.000%	39,200	0	2022-09-30
First Manhattan Company	0.092%	0.000%	39,200	0	2022-09-30
JANE STREET GROUP, LLC	0.088%	0.000%	38,068	38,068	2024-06-30
Jane Street Group LLC	0.096%	0.000%	38,068	38,068	2024-06-30
TWO SIGMA SECURITIES, LLC	0.086%	0.000%	37,383	37,383	2024-03-31
Vanguard Group Inc	1.740%	0.000%	37,327	37,327	2024-12-31
Northern Trust Corp	0.082%	-0.234%	32,476	-76	2024-06-30
Dimensional Fund Advisors, Inc.	0.070%	0.000%	29,855	0	2022-12-31
Prescott Group Capital Management LLC	1.312%	0.000%	28,150	28,150	2024-12-31
Legato Capital Management LLC	0.060%	0.000%	26,182	0	2024-03-31
S Muoio & CO LLC	0.061%	-81.430%	25,968	-113,868	2022-06-30
International Assets Investment Management, LLC	0.051%	0.000%	20,000	0	2024-06-30
Geode Capital Management, LLC	0.584%	0.000%	12,521	12,521	2024-12-31
XTX Topco Ltd	0.024%	0.000%	10,498	10,498	2024-03-31
BlackRock Inc	0.048%	0.000%	1,025	1,025	2024-12-31
UBS Group AG	0.042%	0.000%	890	890	2024-12-31
Tower Research Capital LLC	0.037%	0.000%	803	803	2024-12-31
Whittier Trust Co	0.020%	0.000%	421	421	2024-12-31
Advisor Group Holdings, Inc.	0.005%	0.000%	103	103	2024-12-31
SBI Securities Co Ltd	0.001%	0.000%	22	22	2024-12-31
Morgan Stanley - Brokerage Accounts	0.001%	0.000%	18	18	2024-12-31
Bank of America Corp	0.001%	0.000%	10	10	2024-12-31
Group One Trading, LP	0.000%	0.000%	4	4	2024-12-31
JPMorgan Chase & Co	0.000%	0.000%	3	3	2024-12-31
Commerce Bank NA/MO	0.000%	-100.000%	0	-20,000	2024-09-30
Price Jennifer C.	0.000%	-100.000%	0	-17,448,226	2024-09-30
Northern Trust Investments N A	0.000%	-100.000%	0	-3,653	2024-12-31
OAK FAMILY ADVISORS, LLC	0.000%	-100.000%	0	-5,137	2024-12-31

Mutual Fund Ownership

Vanguard US Total Market Shares ETF is the biggest individual fund holder of S&W Seed Company (SANW), owning a total of 559 thousand shares. Combined, the top 42 mutual fund holders of SANW own 6.88% of the company with a total of 1.6 million shares.

In the latest ownership report on March 31st 2025, the top 42 fund holders increased their combined ownership of SANW by 8 shares. 1 funds bought 4 total additional shares and increased their ownership by an average of 1.98%. However 1 funds sold 12 total shares and decreased their ownership by an average of 1.86%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding S&W Seed Company decreased by a net total of -8 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Total Stock Mkt Idx Inv	1.409%	0.000%	30,228	0	2025-03-31
Vanguard Institutional Extnd Mkt Idx Tr	0.346%	0.000%	7,417	0	2025-03-31
Dimensional US Core Equity 2 ETF	0.049%	0.000%	1,044	0	2025-03-31
NT Ext Equity Mkt Idx Fd - L	0.039%	0.000%	832	0	2025-03-31
NT Ext Equity Mkt Idx Fd - NL	0.038%	0.000%	815	0	2025-03-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.030%	-1.858%	634	-12	2025-03-31
State St US Extended Mkt Indx NL Cl C	0.023%	0.000%	491	0	2025-03-31
SSgA U.S. Total Market Index Strategy	0.010%	1.980%	206	4	2025-03-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard US Total Market Shares ETF	1.371%	0.000%	558,870	-1	2024-09-30
Allianz Global HiTech Growth A USD	1.170%	-19.732%	500,559	-123,050	2023-01-31
Vanguard Extended Market Index Investor	0.296%	0.000%	127,046	0	2023-08-31
Fidelity® Extended Market Index	0.286%	0.000%	123,249	0	2023-11-30
iShares Core S&P Total US Stock Mkt ETF	0.108%	0.000%	46,241	0	2023-02-28
Vanguard Total Stock Mkt Idx Inv	1.409%	0.000%	30,228	0	2025-03-31
Essex Inv Mgt Micro Cap Growth	0.068%	0.000%	29,242	0	2024-03-31
iShares Micro-Cap ETF	0.055%	-51.362%	23,904	-25,243	2024-06-28
Fidelity® Total Market Index	0.049%	0.000%	21,041	0	2023-11-30
Fidelity® Series Total Market Index	0.048%	0.000%	20,820	0	2023-11-30
Fidelity® NASDAQ Composite Index®	0.043%	0.000%	18,677	0	2023-10-31
Vanguard Instl Ttl Stck Mkt Idx Tr	0.046%	0.000%	18,009	0	2024-09-30
Allianz Food Security PT2 EUR	0.040%	-88.404%	17,079	-130,205	2022-09-30
Panda Agriculture & Water Fund FI	0.034%	-46.734%	14,817	-13,000	2024-02-29
Dimensional Global Trgtd Value USD Acc	0.023%	-0.990%	10,004	-100	2023-08-31
SSgA U.S. Extended Market Index Class I	0.022%	0.000%	9,335	0	2023-12-31
Vanguard Institutional Extnd Mkt Idx Tr	0.346%	0.000%	7,417	0	2025-03-31
Fidelity Extended Market Index	0.295%	-0.628%	6,333	-40	2025-02-28
TETON Westwood Mighty Mites AAA	0.219%	202.640%	4,700	3,147	2024-12-31
Gabelli Global Mini Mites I	0.163%	14.674%	3,501	448	2024-12-31
Pinnacle Turnaround Fund Composite	0.009%	0.000%	3,390	0	2024-09-30
NT Ext Eq Mkt Indx Fd DC Lending Tier 5	0.006%	0.164%	2,440	4	2024-09-30
Spartan Extended Market Index Pool E	0.082%	2.316%	1,767	40	2025-02-28
Spartan Extended Market Index Pool F	0.082%	2.316%	1,767	40	2025-02-28
Fidelity Series Total Market Index	0.076%	19.631%	1,621	266	2025-02-28
Fidelity Nasdaq Composite Index	0.071%	0.000%	1,518	0	2025-02-28
Northern Trust Wilshire 5000	0.003%	0.000%	1,165	0	2024-09-30
Dimensional US Core Equity USD Acc	0.053%	0.000%	1,135	1,135	2025-02-28
Fidelity Total Market Index	0.052%	0.000%	1,107	0	2025-02-28
Dimensional US Core Equity 2 ETF	0.049%	0.000%	1,044	0	2025-03-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls	0.037%	-11.392%	840	-108	2024-10-31
Northern Trust Extended Eq Market Idx	0.039%	0.000%	832	0	2024-12-31
NT Ext Equity Mkt Idx Fd - L	0.039%	0.000%	832	0	2025-03-31
NT Ext Equity Mkt Idx Fd - NL	0.038%	0.000%	815	0	2025-03-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.030%	-1.858%	634	-12	2025-03-31
Vanguard U.S. Eq Idx £ Acc	0.023%	0.000%	499	0	2025-02-28
State St US Extended Mkt Indx NL Cl C	0.023%	0.000%	491	0	2025-03-31
Spartan Total Market Index Pool G	0.020%	0.000%	432	0	2025-02-28
Spartan Total Market Index Pool E	0.020%	0.000%	432	0	2025-02-28
BNYM Mellon SL Market Completion UC1	0.017%	1.681%	363	6	2024-12-31
SSgA U.S. Total Market Index Strategy	0.010%	1.980%	206	4	2025-03-31
NT Ext Eq Mkt Indx Fd DC Lend T4	0.009%	0.000%	198	198	2024-12-31