Retail Opportunity Investments (ROIC) Ownership

17.49 ↑0.00 (0.00%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

BlackRock Inc is the biggest individual institutional holder of Retail Opportunity Investments (ROIC), owning a total of 23.6 million shares. Combined, the top 46 institutional holders of ROIC own 116.42% of the company with a total of 149.6 million shares.

In the latest ownership report on December 31st 2024, the top 46 institutional holders increased their combined ownership of ROIC by 15.5 million shares. 16 institutions bought 20,290,184 total additional shares and increased their ownership by an average of 83.78%. However 6 institutions sold 4,758,660 total shares and decreased their ownership by an average of 20.37%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Retail Opportunity Investments increased by a net total of 15,531,524 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
BlackRock Inc	18.284%	1.715%	23,571,753	397,326	2024-12-31
Vanguard Group Inc	15.112%	0.073%	19,482,398	14,122	2024-12-31
State Street Corp	5.824%	2.747%	7,508,526	200,714	2024-12-31
Principal Financial Group Inc	4.555%	-3.849%	5,872,537	-235,056	2024-12-31
First Trust Capital Management L.P.	4.117%	0.000%	5,308,294	5,308,294	2024-12-31
Geode Capital Management, LLC	2.542%	-0.423%	3,277,049	-13,924	2024-12-31
JPMorgan Chase & Co	2.509%	-20.671%	3,235,094	-842,980	2024-12-31
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS	2.256%	0.000%	2,908,421	2,908,421	2024-12-31
Citigroup Inc	2.096%	1,033.720%	2,701,833	2,463,518	2024-12-31
Charles Schwab Investment Management Inc	1.846%	1.382%	2,379,547	32,429	2024-12-31
Northern Trust Corp	1.727%	54.785%	2,226,804	788,156	2024-12-31
Glazer Capital, LLC	1.485%	0.000%	1,914,917	1,914,917	2024-12-31
Federated Hermes Inc	1.394%	-61.633%	1,797,666	-2,887,799	2024-12-31
Picton Mahoney Asset Management	1.222%	0.000%	1,575,000	1,575,000	2024-12-31
Morgan Stanley - Brokerage Accounts	1.141%	-34.116%	1,470,522	-761,464	2024-12-31
Goldman Sachs Group Inc	1.139%	72.902%	1,468,939	619,360	2024-12-31
Quinn Opportunity Partners LLC	1.136%	47.074%	1,464,385	468,704	2024-12-31
Millennium Management LLC	1.059%	52.020%	1,364,688	466,985	2024-12-31
Eckert Corp	1.047%	0.000%	1,350,000	1,350,000	2024-12-31
Water Island Capital LLC	1.017%	0.000%	1,311,468	1,311,468	2024-12-31
Bank of New York Mellon Corp	0.872%	-1.527%	1,124,585	-17,437	2024-12-31
NORGES BANK	0.859%	74.019%	1,106,780	470,770	2024-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
BlackRock Inc	18.284%	1.715%	23,571,753	397,326	2024-12-31
Vanguard Group Inc	15.112%	0.073%	19,482,398	14,122	2024-12-31
CenterSquare Investment Management LLC	7.375%	0.488%	9,508,450	46,162	2024-09-30
State Street Corp	5.824%	2.747%	7,508,526	200,714	2024-12-31
State Street Corporation	5.868%	-7.088%	7,478,806	-570,571	2024-03-31
Principal Financial Group Inc	4.555%	-3.849%	5,872,537	-235,056	2024-12-31
First Trust Capital Management L.P.	4.117%	0.000%	5,308,294	5,308,294	2024-12-31
Sumitomo Mitsui Trust Holdings Inc	2.589%	3.733%	3,300,317	118,766	2024-06-30
Geode Capital Management, LLC	2.542%	-0.423%	3,277,049	-13,924	2024-12-31
JPMorgan Chase & Co	2.509%	-20.671%	3,235,094	-842,980	2024-12-31
Alyeska Investment Group, L.P.	2.429%	0.000%	3,131,367	3,131,367	2024-09-30
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS	2.256%	0.000%	2,908,421	2,908,421	2024-12-31
Citigroup Inc	2.096%	1,033.720%	2,701,833	2,463,518	2024-12-31
Balyasny Asset Management LLC	2.076%	65.174%	2,676,818	1,056,208	2024-09-30
Land & Buildings Investment Mgmt, LLC	1.951%	19.937%	2,429,330	403,820	2022-09-30
Charles Schwab Investment Management Inc	1.846%	1.382%	2,379,547	32,429	2024-12-31
Northern Trust Corp	1.727%	54.785%	2,226,804	788,156	2024-12-31
Schroder Investment Management Group	1.585%	-0.549%	2,042,989	-11,282	2024-09-30
Glazer Capital, LLC	1.485%	0.000%	1,914,917	1,914,917	2024-12-31
LaSalle Investment Management Securities LLC	1.405%	-55.584%	1,811,064	-2,266,421	2024-09-30
Dimensional Fund Advisors, Inc.	1.400%	-1.596%	1,804,857	-29,267	2024-09-30
Federated Hermes Inc	1.394%	-61.633%	1,797,666	-2,887,799	2024-12-31
AEW Capital Management LP	1.399%	-8.085%	1,762,713	-155,040	2022-12-31
Ranger Global Real Estate Advisors, LLC	1.378%	-4.346%	1,736,536	-78,900	2023-06-30
Apg Investments Us Inc	1.358%	0.000%	1,730,817	0	2023-12-31
CBRE Investment Management Listed Real Assets LLC	1.282%	-36.919%	1,652,877	-967,367	2024-09-30
Picton Mahoney Asset Management	1.222%	0.000%	1,575,000	1,575,000	2024-12-31
Jennison Associates LLC	1.198%	-8.836%	1,527,273	-148,031	2024-03-31
Sumitomo Mitsui Trust Group Inc	1.167%	-54.420%	1,504,285	-1,796,032	2024-09-30
Weiss Multi-Strategy Advisers Llc	1.165%	-57.561%	1,485,363	-2,014,637	2023-12-31
Morgan Stanley - Brokerage Accounts	1.141%	-34.116%	1,470,522	-761,464	2024-12-31
Goldman Sachs Group Inc	1.139%	72.902%	1,468,939	619,360	2024-12-31
Quinn Opportunity Partners LLC	1.136%	47.074%	1,464,385	468,704	2024-12-31
Citadel Advisors Llc	1.132%	220.159%	1,458,880	1,003,206	2024-09-30
Nuveen Asset Management, LLC	1.156%	-4.023%	1,456,336	-61,039	2023-03-31
Millennium Management LLC	1.059%	52.020%	1,364,688	466,985	2024-12-31
Eckert Corp	1.047%	0.000%	1,350,000	1,350,000	2024-12-31
Marshall Wace Asset Management Ltd	1.058%	4.866%	1,347,877	62,546	2024-03-31
Mitsubishi UFJ Trust & Banking Corp	1.065%	2.342%	1,342,472	30,719	2022-12-31
Granite Investment Partners, LLC	1.067%	-0.845%	1,329,027	-11,326	2022-09-30
Water Island Capital LLC	1.017%	0.000%	1,311,468	1,311,468	2024-12-31
Neuberger Berman Group LLC	0.899%	10.096%	1,156,687	106,067	2024-06-30
Bank of New York Mellon Corp	0.872%	-1.527%	1,124,585	-17,437	2024-12-31
NORGES BANK	0.859%	74.019%	1,106,780	470,770	2024-12-31
Legal & General Group PLC	0.761%	-8.195%	980,433	-87,518	2024-09-30
Phocas Financial Corp	0.423%	-8.540%	538,618	-50,290	2024-03-31

Mutual Fund Ownership

iShares Core S&P Small-Cap ETF is the biggest individual fund holder of Retail Opportunity Investments (ROIC), owning a total of 8.2 million shares. Combined, the top 55 mutual fund holders of ROIC own 55.42% of the company with a total of 71.1 million shares.

In the latest ownership report on January 31st 2025, the top 55 fund holders increased their combined ownership of ROIC by 436 thousand shares. 10 funds bought 603,123 total additional shares and increased their ownership by an average of 142.43%. However 8 funds sold 167,474 total shares and decreased their ownership by an average of 2.06%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Retail Opportunity Investments increased by a net total of 435,649 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Core S&P Small-Cap ETF	6.376%	0.175%	8,220,150	14,335	2025-01-31
Vanguard Real Estate Index Investor	3.822%	0.289%	4,927,448	14,185	2025-01-31
Vanguard Total Stock Mkt Idx Inv	3.019%	5.103%	3,892,227	188,967	2025-01-31
iShares Russell 2000 ETF	2.646%	-0.755%	3,411,585	-25,950	2025-01-31
Vanguard Small Cap Index	2.418%	0.179%	3,117,803	5,566	2025-01-31
Vanguard Small Cap Value Index Inv	1.600%	-0.187%	2,062,330	-3,872	2025-01-31
Vanguard Institutional Extnd Mkt Idx Tr	1.503%	-0.893%	1,937,700	-17,459	2025-01-31
Fidelity Small Cap Index	0.965%	-1.838%	1,243,572	-23,288	2025-01-31
SPDR® Portfolio S&P 600™ Sm Cap ETF	0.910%	0.036%	1,172,634	424	2025-01-31
iShares Russell 2000 Value ETF	0.893%	0.136%	1,150,967	1,566	2025-01-31
Principal Global Real Estate Sec Instl	0.727%	-4.878%	936,963	-48,050	2025-01-31
Vanguard Tax-Managed Small Cap Adm	0.696%	0.000%	897,229	0	2025-01-31
Vanguard Real Estate II Index	0.638%	0.320%	822,693	2,620	2025-01-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.582%	-0.253%	749,948	-1,900	2025-01-31
Schwab US REIT ETF™	0.566%	0.000%	730,220	0	2025-01-31
Fidelity Extended Market Index	0.546%	-1.496%	704,337	-10,699	2025-01-31
iShares Envir&Lw Carb Tilt REIdx(UK)LAcc	0.486%	4.383%	626,379	26,299	2025-01-31
Vanguard Russell 2000 ETF	0.428%	-6.167%	551,690	-36,256	2025-01-31
Xtrackers S&P 500 Swap ETF 1C	0.403%	0.000%	519,053	0	2025-01-31
Principal SmallCap S&P 600 Idx SP	0.399%	4.438%	514,008	21,843	2025-01-31
Dunham Monthly Distribution A	0.272%	1,409.270%	350,544	327,318	2025-01-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Core S&P Small-Cap ETF	6.376%	0.175%	8,220,150	14,335	2025-01-31
Vanguard Real Estate Index Investor	3.822%	0.289%	4,927,448	14,185	2025-01-31
First Trust Merger Arbitrage Cl I	3.549%	0.000%	4,575,133	4,575,133	2024-12-31
Vanguard Total Stock Mkt Idx Inv	3.019%	5.103%	3,892,227	188,967	2025-01-31
Vanguard Instl Ttl Stck Mkt Idx Tr	2.894%	0.533%	3,646,568	19,340	2023-03-31
iShares Russell 2000 ETF	2.646%	-0.755%	3,411,585	-25,950	2025-01-31
Vanguard Small Cap Index	2.418%	0.179%	3,117,803	5,566	2025-01-31
Vanguard Small Cap Value Index Inv	1.600%	-0.187%	2,062,330	-3,872	2025-01-31
Vanguard Institutional Extnd Mkt Idx Tr	1.503%	-0.893%	1,937,700	-17,459	2025-01-31
Federated Hermes US Smid Eq R EUR Acc	1.486%	5.825%	1,916,226	105,468	2024-10-31
Vanguard Extended Market Index Investor	1.374%	-0.017%	1,730,771	-291	2023-08-31
Federated Hermes SDG Enggmt Eq X USD Acc	1.134%	-23.192%	1,462,158	-441,486	2024-12-31
iShares S&P Small-Cap 600 Value ETF	1.021%	0.000%	1,304,179	0	2024-11-30
Picton Mahoney Fortified Arbtrg Pl Alt F	0.969%	5.205%	1,249,135	61,800	2024-12-31
Fidelity Small Cap Index	0.965%	-1.838%	1,243,572	-23,288	2025-01-31
Fidelity® Small Cap Index	0.958%	2.606%	1,206,781	30,645	2023-10-31
Nikko World REIT Mother	0.919%	-50.557%	1,185,101	-1,211,809	2024-08-21
SPDR® Portfolio S&P 600™ Sm Cap ETF	0.910%	0.036%	1,172,634	424	2025-01-31
iShares Russell 2000 Value ETF	0.893%	0.136%	1,150,967	1,566	2025-01-31
SPDR® Portfolio S&P 600 Sm Cap ETF	0.876%	-0.143%	1,116,496	-1,596	2024-05-30
UWS Schroder Global Prpty Sec B	0.865%	-6.980%	1,115,451	-83,700	2024-10-31
Jennison SMid Cap Core Equity	0.857%	-18.599%	1,080,302	-246,829	2023-09-30
PGIM Jennison Small Company A	0.857%	0.000%	1,080,302	0	2023-10-31
AEW Global Diversified REIT (EPRA)	0.860%	-10.262%	1,075,470	-122,990	2022-12-31
Principal Global Real Estate Sec Instl	0.727%	-4.878%	936,963	-48,050	2025-01-31
Vanguard Tax-Managed Small Cap Adm	0.696%	0.000%	897,229	0	2025-01-31
Vanguard Real Estate II Index	0.638%	0.320%	822,693	2,620	2025-01-31
Arbitrage R	0.624%	0.000%	804,000	804,000	2024-11-30
iShares S&P Small-Cap 600 Growth ETF	0.622%	0.548%	775,139	4,227	2022-11-30
State St Russell Sm/Mid Cp® Indx NL Cl C	0.582%	-0.253%	749,948	-1,900	2025-01-31
SPDR® S&P 600 Small Cap Value ETF	0.573%	0.000%	731,541	0	2024-11-30
Schwab US REIT ETF™	0.566%	0.000%	730,220	0	2025-01-31
DFA Real Estate Securities I	0.571%	1.501%	725,194	10,727	2024-01-31
Fidelity Extended Market Index	0.546%	-1.496%	704,337	-10,699	2025-01-31
Easterly Global Real Estate A	0.565%	-6.634%	703,701	-50,000	2023-01-31
First Trust Multi-Strategy Cl I	0.543%	0.000%	700,560	700,560	2024-12-31
iShares Envir&Lw Carb Tilt REIdx(UK)LAcc	0.486%	4.383%	626,379	26,299	2025-01-31
CBRE Global Real Estate Income	0.451%	0.000%	581,300	0	2024-12-31
Vanguard Russell 2000 ETF	0.428%	-6.167%	551,690	-36,256	2025-01-31
Xtrackers S&P 500 Swap ETF 1C	0.403%	0.000%	519,053	0	2025-01-31
Principal SmallCap S&P 600 Idx SP	0.399%	4.438%	514,008	21,843	2025-01-31
Phocas Small Cap Value Equity	0.340%	-2.140%	438,701	-9,591	2024-06-30
Ranger Global - Global Real Estate Comp	0.315%	0.000%	405,673	405,673	2024-09-30
Catalyst Global Real Estate	0.302%	0.000%	389,336	0	2024-06-30
Dunham Monthly Distribution A	0.272%	1,409.270%	350,544	327,318	2025-01-31
NT R2000 Value Index Fund - NL	0.233%	-1.740%	300,544	-5,322	2024-12-31
NT R2000 Index Fund - NL	0.231%	-1.661%	297,312	-5,022	2024-12-31
FID DC L&G Global REITS MD	0.225%	-10.735%	290,150	-34,892	2024-12-31
Extended Equity Market Fund K	0.202%	-1.358%	260,571	-3,588	2024-12-31
Northern Trust Russell 2000 Value Index	0.194%	0.407%	250,681	1,017	2024-12-31
NT R2000 Value Index Fund - L	0.194%	0.407%	250,681	1,017	2024-12-31
NT R2000 Index Fund - DC - NL - 2	0.188%	0.190%	242,551	461	2024-12-31
JNL Small Cap Index I	0.187%	-2.011%	240,912	-4,945	2024-12-31
NexPoint Event Driven Z	0.178%	0.000%	229,879	229,879	2024-12-31
GDL Fund	0.167%	0.000%	215,000	215,000	2024-12-31