Caterpillar Inc (CAT) Ownership

329.69 ↓9.61 (-2.83%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Vanguard Group Inc is the biggest individual institutional holder of Caterpillar Inc (CAT), owning a total of 46.8 million shares. Combined, the top 30 institutional holders of CAT own 67.08% of the company with a total of 323.6 million shares.

In the latest ownership report on December 31st 2024, the top 30 institutional holders decreased their combined ownership of CAT by 745 thousand shares. 11 institutions bought 2,373,740 total additional shares and increased their ownership by an average of 3.17%. However 6 institutions sold 3,118,841 total shares and decreased their ownership by an average of 10.26%.

Overall this is a negative sign as the number of shares owned by the top 20 institutional holders of Caterpillar decreased by a net total of -745,101 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.794%	0.611%	46,809,540	284,366	2024-12-31
State Street Corp	7.665%	0.678%	36,631,309	246,711	2024-12-31
BlackRock Inc	7.432%	0.301%	35,517,697	106,581	2024-12-31
State Farm Mutual Automobile Ins Co	3.711%	0.000%	17,734,370	0	2024-12-31
Capital World Investors	3.431%	-6.215%	16,399,502	-1,086,756	2024-12-31
Geode Capital Management, LLC	2.187%	2.314%	10,449,770	236,315	2024-12-31
Fisher Asset Management, LLC	1.900%	1.443%	9,081,775	129,143	2024-12-31
Morgan Stanley - Brokerage Accounts	1.573%	-1.158%	7,517,464	-88,058	2024-12-31
Gates Bill & Melinda Foundation	1.539%	0.000%	7,353,614	0	2024-12-31
Northern Trust Corp	1.433%	11.832%	6,847,330	724,477	2024-12-31
NORGES BANK	1.260%	1.799%	6,021,512	106,388	2024-12-31
FMR Inc	0.992%	-2.296%	4,742,500	-111,446	2024-12-31
Bank of America Corp	0.991%	-20.594%	4,737,076	-1,228,570	2024-12-31
UBS Asset Mgmt Americas Inc	0.825%	8.625%	3,940,391	312,878	2024-12-31
Charles Schwab Investment Management Inc	0.688%	1.913%	3,289,101	61,723	2024-12-31
Bank of New York Mellon Corp	0.678%	-1.255%	3,242,097	-41,198	2024-12-31
Dimensional Fund Advisors, Inc. USD	0.666%	2.665%	3,181,535	82,579	2024-12-31
Dimensional Fund Advisors, Inc.	0.666%	2.665%	3,181,535	82,579	2024-12-31
Barclays PLC	0.274%	-30.040%	1,310,763	-562,813	2024-12-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	9.794%	0.611%	46,809,540	284,366	2024-12-31
State Street Corporation	7.712%	-0.875%	37,392,747	-330,137	2024-03-31
State Street Corp	7.665%	0.678%	36,631,309	246,711	2024-12-31
BlackRock Inc	7.432%	0.301%	35,517,697	106,581	2024-12-31
OFI Invest Asset Management	5.545%	0.000%	28,286,912	28,286,912	2023-03-31
State Farm Mutual Automobile Ins Co	3.711%	0.000%	17,734,370	0	2024-12-31
Capital World Investors	3.431%	-6.215%	16,399,502	-1,086,756	2024-12-31
Geode Capital Management, LLC	2.187%	2.314%	10,449,770	236,315	2024-12-31
Fisher Asset Management, LLC	1.900%	1.443%	9,081,775	129,143	2024-12-31
Morgan Stanley - Brokerage Accounts	1.573%	-1.158%	7,517,464	-88,058	2024-12-31
Gates Bill & Melinda Foundation	1.539%	0.000%	7,353,614	0	2024-12-31
Northern Trust Corp	1.433%	11.832%	6,847,330	724,477	2024-12-31
NORGES BANK	1.260%	1.799%	6,021,512	106,388	2024-12-31
JPMorgan Chase & Co	1.177%	29.134%	5,625,708	1,269,230	2024-09-30
FMR Inc	0.992%	-2.296%	4,742,500	-111,446	2024-12-31
Bank of America Corp	0.991%	-20.594%	4,737,076	-1,228,570	2024-12-31
UBS Asset Mgmt Americas Inc	0.825%	8.625%	3,940,391	312,878	2024-12-31
Legal & General Group PLC	0.723%	-9.590%	3,492,033	-370,410	2024-09-30
Royal Bank of Canada	0.644%	-8.157%	3,322,905	-295,109	2022-09-30
Charles Schwab Investment Management Inc	0.688%	1.913%	3,289,101	61,723	2024-12-31
Bank of New York Mellon Corp	0.678%	-1.255%	3,242,097	-41,198	2024-12-31
Amundi	0.655%	11.411%	3,203,591	328,117	2023-12-31
Dimensional Fund Advisors, Inc. USD	0.666%	2.665%	3,181,535	82,579	2024-12-31
Dimensional Fund Advisors, Inc.	0.666%	2.665%	3,181,535	82,579	2024-12-31
Amvescap Plc.	0.618%	-6.645%	2,982,191	-212,255	2024-09-30
Amvescap Plc. USD	0.624%	-6.645%	2,982,191	-212,255	2024-09-30
PRIMECAP Management Company	0.561%	-2.011%	2,920,058	-59,935	2022-09-30
Goldman Sachs Group Inc	0.604%	-17.616%	2,916,775	-623,705	2024-09-30
Nuveen Asset Management, LLC	0.514%	-8.530%	2,490,078	-232,196	2024-03-31
Barclays PLC	0.274%	-30.040%	1,310,763	-562,813	2024-12-31

Mutual Fund Ownership

2ndVote Advisers Shareholders First is the biggest individual fund holder of Caterpillar Inc (CAT), owning a total of 44.2 million shares. Combined, the top 30 mutual fund holders of CAT own 40.00% of the company with a total of 196.4 million shares.

In the latest ownership report on February 28th 2025, the top 30 fund holders increased their combined ownership of CAT by 45 thousand shares. 3 funds bought 103,227 total additional shares and increased their ownership by an average of 0.78%. However 3 funds sold 58,701 total shares and decreased their ownership by an average of 0.44%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Caterpillar increased by a net total of 44,526 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SPDR® S&P 500® ETF Trust	1.248%	-0.737%	5,965,806	-44,304	2025-02-28
iShares Core S&P 500 ETF	1.187%	-0.005%	5,671,022	-285	2025-02-28
SPDR® Dow Jones Industrial Avrg ETF Tr	1.150%	1.706%	5,495,848	92,160	2025-02-28
The Industrial Select Sector SPDR® ETF	0.513%	-0.573%	2,450,251	-14,112	2025-02-28
State St S&P 500® Indx SL Cl III	0.489%	0.073%	2,334,925	1,700	2025-02-28
iShares MSCI USA Quality Factor ETF	0.350%	0.563%	1,671,903	9,367	2025-02-28

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
2ndVote Advisers Shareholders First	8.676%	0.000%	44,165,583	0	2023-03-31
Vanguard Instl Ttl Stck Mkt Idx Tr	3.141%	1.031%	15,990,555	163,178	2023-03-31
Vanguard Total Stock Mkt Idx Inv	3.176%	0.284%	15,176,685	42,906	2025-01-31
Vanguard Institutional 500 Index Trust	2.783%	1.715%	13,299,661	224,187	2025-01-31
Vanguard 500 Index Investor	2.433%	0.567%	12,411,907	69,986	2023-08-31
SPDR® S&P 500 ETF Trust	1.233%	0.226%	6,031,352	13,590	2024-04-30
Fidelity 500 Index	1.260%	0.443%	6,019,868	26,562	2025-01-31
SPDR® S&P 500® ETF Trust	1.248%	-0.737%	5,965,806	-44,304	2025-02-28
Fidelity® 500 Index	1.168%	0.640%	5,944,598	37,829	2023-11-30
American Funds Growth Fund of Amer A	1.211%	25.573%	5,788,015	1,178,731	2024-12-31
Capital Group Growth Fnd of Amer Comp	1.211%	25.573%	5,788,015	1,178,731	2024-12-31
iShares Core S&P 500 ETF	1.187%	-0.005%	5,671,022	-285	2025-02-28
SPDR® Dow Jones Industrial Avrg ETF Tr	1.150%	1.706%	5,495,848	92,160	2025-02-28
Capital Group Wash Mutual Invtrs Comp	0.969%	-5.082%	4,630,329	-247,920	2024-12-31
American Funds Washington Mutual A	0.969%	-5.082%	4,630,329	-247,920	2024-12-31
Vanguard Value Index Inv	0.867%	0.713%	4,142,265	29,321	2025-01-31
American Funds American Balanced A	0.653%	0.000%	3,195,461	0	2024-03-31
Vanguard Institutional Index I	0.634%	-0.596%	3,028,834	-18,166	2025-01-31
American Funds Fundamental Invs A	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
Capital Group Fundamental Invtrs Comp	0.613%	-1.043%	2,997,324	-31,581	2024-03-31
Capital Group New Perspective Comp	0.608%	-9.354%	2,907,364	-300,000	2024-12-31
American Funds New Perspective A	0.608%	-9.354%	2,907,364	-300,000	2024-12-31
Vanguard Dividend Appreciation ETF	0.555%	-0.620%	2,653,704	-16,560	2025-01-31
The Industrial Select Sector SPDR® ETF	0.513%	-0.573%	2,450,251	-14,112	2025-02-28
Industrial Select Sector SPDR® ETF	0.501%	0.613%	2,448,881	14,922	2024-04-30
State St S&P 500® Indx SL Cl III	0.489%	0.073%	2,334,925	1,700	2025-02-28
Vanguard High Dividend Yield ETF	0.426%	-0.348%	2,036,979	-7,120	2025-01-31
Capital Group World Growth & Inc Cmp	0.379%	-0.960%	1,852,796	-17,960	2024-03-31
Blackrock Eq Idx Fund CF	0.379%	-1.365%	1,808,829	-25,037	2024-12-31
iShares MSCI USA Quality Factor ETF	0.350%	0.563%	1,671,903	9,367	2025-02-28