Capricor Therapeutics Inc (CAPR) Ownership

16.51 ↓3.13 (-15.94%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Highbridge Capital Management, LLC is the biggest individual institutional holder of Capricor Therapeutics Inc (CAPR), owning a total of 2.8 million shares. Combined, the top 59 institutional holders of CAPR own 33.39% of the company with a total of 12.9 million shares.

In the latest ownership report on September 30th 2024, the top 59 institutional holders increased their combined ownership of CAPR by 2.1 million shares. 14 institutions bought 2,054,728 total additional shares and increased their ownership by an average of 9.56%. However 1 institutions sold 3,384 total shares and decreased their ownership by an average of 0.53%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Capricor Therapeutics increased by a net total of 2,051,344 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	3.472%	1.782%	1,576,541	27,600	2024-09-30
Geode Capital Management, LLC	1.406%	-0.528%	638,189	-3,384	2024-09-30
SUPERSTRING CAPITAL MANAGEMENT LP	0.743%	0.000%	337,347	337,347	2024-09-30
Ikarian Capital, LLC	0.661%	0.000%	300,000	300,000	2024-09-30
Altium Capital Management, LP	0.628%	0.000%	285,000	285,000	2024-09-30
Northern Trust Corp	0.590%	106.824%	268,071	138,458	2024-09-30
Point72 Asset Management, L.P.	0.551%	0.000%	250,204	250,204	2024-09-30
Partner Fund Management LP	0.337%	0.000%	152,779	152,779	2024-09-30
Ghost Tree Capital, LLC	0.275%	0.000%	125,000	125,000	2024-09-30
StemPoint Capital LP	0.206%	0.000%	93,638	93,638	2024-09-30
Schonfeld Strategic Advisors LLC	0.199%	0.000%	90,365	90,365	2024-09-30
BOOTHBAY FUND MANAGEMENT, LLC	0.193%	0.000%	87,750	87,750	2024-09-30
UBS O'Connor LLC	0.183%	0.000%	82,900	82,900	2024-09-30
Charles Schwab Investment Management Inc	0.162%	0.000%	73,468	0	2024-09-30
EAM Investors, LLC	0.154%	0.000%	69,925	69,925	2024-09-30
Oppenheimer & Co Inc	0.151%	25.184%	68,408	13,762	2024-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Highbridge Capital Management, LLC	9.060%	0.000%	2,789,699	2,789,699	2023-09-30
BlackRock Inc	3.587%	326.618%	1,628,550	1,246,815	2024-06-30
Vanguard Group Inc	3.472%	1.782%	1,576,541	27,600	2024-09-30
Woodline Partners LP	2.887%	0.000%	909,542	909,542	2023-12-31
Geode Capital Management, LLC	1.406%	-0.528%	638,189	-3,384	2024-09-30
Millennium Management LLC	1.056%	63.632%	479,510	186,469	2024-06-30
State Street Corp	0.883%	243.564%	401,022	284,298	2024-06-30
SUPERSTRING CAPITAL MANAGEMENT LP	0.743%	0.000%	337,347	337,347	2024-09-30
Ikarian Capital, LLC	0.661%	0.000%	300,000	300,000	2024-09-30
Altium Capital Management, LP	0.628%	0.000%	285,000	285,000	2024-09-30
Northern Trust Corp	0.590%	106.824%	268,071	138,458	2024-09-30
Point72 Asset Management, L.P.	0.551%	0.000%	250,204	250,204	2024-09-30
Advisor Group Holdings, Inc.	0.357%	2.592%	162,300	4,100	2024-06-30
Morgan Stanley - Brokerage Accounts	0.349%	-29.035%	158,390	-64,804	2024-06-30
Partner Fund Management LP	0.337%	0.000%	152,779	152,779	2024-09-30
Renaissance Technologies Corp	0.303%	158.702%	137,500	84,350	2024-06-30
Ghost Tree Capital, LLC	0.275%	0.000%	125,000	125,000	2024-09-30
State Street Corporation	0.359%	36.961%	116,724	31,500	2024-03-31
Arrowstreet Capital Limited Partnership	0.318%	0.000%	101,542	101,542	2024-03-31
StemPoint Capital LP	0.206%	0.000%	93,638	93,638	2024-09-30
JPMorgan Chase & Co	0.280%	0.000%	91,083	91,083	2024-03-31
Schonfeld Strategic Advisors LLC	0.199%	0.000%	90,365	90,365	2024-09-30
Marshall Wace Asset Management Ltd	0.197%	0.000%	89,314	89,314	2024-06-30
BOOTHBAY FUND MANAGEMENT, LLC	0.193%	0.000%	87,750	87,750	2024-09-30
Man Group PLC	0.186%	16.128%	84,654	11,757	2024-06-30
UBS O'Connor LLC	0.183%	0.000%	82,900	82,900	2024-09-30
Goldman Sachs Group Inc	0.182%	-61.206%	82,696	-130,473	2024-06-30
HRT FINANCIAL LLC	0.254%	0.000%	82,557	82,557	2024-03-31
Bank of New York Mellon Corp	0.176%	12.779%	79,782	9,040	2024-06-30
Wellington Management Company LLP	0.249%	0.000%	79,759	79,759	2024-03-31
Citigroup Inc	0.245%	229.238%	78,352	54,554	2024-03-31
Charles Schwab Investment Management Inc	0.162%	0.000%	73,468	0	2024-09-30
EAM Investors, LLC	0.154%	0.000%	69,925	69,925	2024-09-30
Qube Research & Technologies	0.213%	26.167%	69,403	14,394	2024-03-31
Oppenheimer & Co Inc	0.151%	25.184%	68,408	13,762	2024-09-30
Citadel Advisors Llc	0.147%	220.761%	66,914	46,053	2024-06-30
Cubist Systematic Strategies, LLC	0.170%	0.000%	54,268	54,268	2024-03-31
Jump Financial LLC	0.115%	-6.820%	52,100	-3,813	2024-06-30
Jump Financial, LLC	0.147%	-6.820%	52,100	-3,813	2024-06-30
Walleye Trading Advisors, LLC	0.146%	0.000%	47,646	47,646	2024-03-31
LPL Financial Corp	0.142%	-40.773%	46,338	-31,900	2024-03-31
Wells Fargo & Co	0.099%	38.032%	44,946	12,384	2024-06-30
Susquehanna International Group, LLP	0.089%	-87.195%	40,497	-275,763	2024-06-30
JANE STREET GROUP, LLC	0.127%	0.000%	40,039	40,039	2023-12-31
Group One Trading, LP	0.117%	34.873%	35,968	9,300	2023-09-30
Nuveen Asset Management, LLC	0.076%	0.000%	34,320	34,320	2024-06-30
Bailard Inc	0.133%	12.751%	33,601	3,800	2022-09-30
GSA Capital Partners LLP	0.105%	-24.735%	32,970	-10,835	2023-12-31
Commonwealth Equity Services Inc	0.098%	0.000%	30,990	0	2023-12-31
UBS Group AG	0.116%	326.009%	29,352	22,462	2022-06-30
SIMPLEX TRADING, LLC	0.080%	-41.046%	25,197	-17,543	2024-03-31
Dimensional Fund Advisors, Inc.	0.078%	0.000%	24,085	0	2023-09-30
Bank of America Corp	0.075%	60.988%	23,728	8,989	2023-12-31
HighTower Advisors, LLC	0.079%	17.774%	19,885	3,001	2022-12-31
Virtu Financial LLC	0.066%	0.000%	16,895	16,895	2023-03-31
Tower Research Capital LLC	0.047%	39.521%	12,236	3,466	2023-06-30
LLBH Private Wealth Management, LLC	0.042%	0.000%	10,894	0	2023-09-30
U.S. Bancorp	0.029%	0.000%	7,462	0	2023-06-30
Cutler Group LP	0.016%	0.000%	3,821	0	2022-09-30

Mutual Fund Ownership

Vanguard Total Stock Mkt Idx Inv is the biggest individual fund holder of Capricor Therapeutics Inc (CAPR), owning a total of 1.1 million shares. Combined, the top 57 mutual fund holders of CAPR own 14.09% of the company with a total of 5.5 million shares.

In the latest ownership report on October 31st 2024, the top 57 fund holders increased their combined ownership of CAPR by 215 thousand shares. 3 funds bought 293,246 total additional shares and increased their ownership by an average of 18.47%. However 6 funds sold 78,169 total shares and decreased their ownership by an average of 10.9%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Capricor Therapeutics increased by a net total of 215,077 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Total Stock Mkt Idx Inv	2.495%	29.868%	1,132,676	260,500	2024-10-31
iShares Russell 2000 ETF	1.466%	-0.225%	665,600	-1,498	2024-10-31
Vanguard Institutional Extnd Mkt Idx Tr	1.003%	-4.888%	455,533	-23,409	2024-10-31
iShares Russell 2000 Growth ETF	0.438%	0.000%	198,751	0	2024-10-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.373%	22.862%	169,286	31,500	2024-10-31
Vanguard Russell 2000 ETF	0.254%	-0.635%	115,483	-738	2024-10-31
State St Russell Sm Cap® Indx SL Cl I	0.194%	-25.550%	88,000	-30,200	2024-10-31
iShares Micro-Cap ETF	0.131%	0.000%	59,292	0	2024-10-31
EAM Ultra Micro Cap	0.109%	-27.989%	49,488	-19,235	2024-10-31
SPDR® Russell 2000 US Small Cap ETF	0.105%	2.689%	47,585	1,246	2024-10-31
iShares Russell 2000 Small-Cap Idx Instl	0.105%	-6.103%	47,522	-3,089	2024-10-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Total Stock Mkt Idx Inv	2.495%	29.868%	1,132,676	260,500	2024-10-31
iShares Russell 2000 ETF	1.466%	-0.225%	665,600	-1,498	2024-10-31
Vanguard Institutional Extnd Mkt Idx Tr	1.003%	-4.888%	455,533	-23,409	2024-10-31
Vanguard Extended Market Index Investor	1.324%	1.668%	341,357	5,600	2023-08-31
Fidelity Small Cap Index	0.580%	-2.287%	263,181	-6,160	2024-08-31
iShares Russell 2000 Growth ETF	0.438%	0.000%	198,751	0	2024-10-31
Fidelity Extended Market Index	0.386%	-8.281%	175,438	-15,840	2024-09-30
Amundi Stratégies Actions Europe C	0.692%	0.000%	174,906	174,906	2022-09-30
State St Russell Sm/Mid Cp® Indx NL Cl C	0.373%	22.862%	169,286	31,500	2024-10-31
Fidelity® Extended Market Index	0.402%	7.868%	123,844	9,033	2023-11-30
Vanguard Russell 2000 ETF	0.254%	-0.635%	115,483	-738	2024-10-31
State St Russell Sm Cap® Indx SL Cl I	0.194%	-25.550%	88,000	-30,200	2024-10-31
BlackRock Extended Equity Market K	0.158%	-0.042%	71,608	-30	2024-09-30
Schwab Small Cap Index	0.132%	0.000%	59,989	0	2024-09-30
NT R2000 Index Fund - NL	0.131%	0.000%	59,293	59,293	2024-09-30
iShares Micro-Cap ETF	0.131%	0.000%	59,292	0	2024-10-31
BlackRock Extended Mkt Composite	0.183%	0.000%	58,453	0	2023-09-30
Fidelity® Total Market Index	0.189%	0.000%	58,283	0	2023-11-30
Fidelity Total Market Index	0.127%	-0.244%	57,629	-141	2024-09-30
iShares Core S&P Total US Stock Mkt ETF	0.195%	0.000%	50,162	0	2023-08-31
EAM Ultra Micro Cap	0.109%	-27.989%	49,488	-19,235	2024-10-31
SPDR® Russell 2000 US Small Cap ETF	0.105%	2.689%	47,585	1,246	2024-10-31
iShares Russell 2000 Small-Cap Idx Instl	0.105%	-6.103%	47,522	-3,089	2024-10-31
NT R2000 Index Fund - DC - NL - 2	0.105%	0.000%	47,479	47,479	2024-09-30
Northern Trust Russell 2000 Growth Index	0.102%	0.000%	46,320	46,320	2024-09-30
NT R2000 Growth Index Fund - L	0.102%	0.000%	46,320	46,320	2024-09-30
Russell 2000 Index Non-Lendable Fund E	0.106%	-13.390%	42,846	-6,624	2024-09-30
US SMID CAP EQ INDEX	0.119%	0.201%	41,940	84	2024-09-30
BlackRock Russell 2500™ Index F	0.129%	0.000%	41,856	41,856	2024-06-30
Fidelity Series Total Market Index	0.117%	0.000%	41,223	0	2024-08-31
iShares Russell 2000 Value ETF	0.113%	0.000%	39,778	0	2024-09-30
Fidelity® Series Total Market Index	0.122%	0.000%	37,687	0	2023-11-30
Nuveen Small Cap Blend Idx R6	0.097%	0.000%	34,320	0	2024-07-31
Bailard Micrcap Value	0.133%	0.000%	33,601	0	2022-10-31
Bailard Small Cap Value	0.133%	12.751%	33,601	3,800	2022-09-30
Nationwide Bailard Cogntv Val M	0.133%	0.000%	33,601	0	2022-10-31
Northern Trust Extended Eq Market Idx	0.102%	19.638%	33,111	5,435	2024-06-30
NT Ext Equity Mkt Idx Fd - L	0.104%	19.638%	33,111	5,435	2024-06-30
EQ/2000 Managed Volatility IB	0.095%	0.000%	30,331	30,331	2024-06-30
NT Ext Equity Mkt Idx Fd - NL	0.093%	-19.239%	29,649	-7,063	2024-03-31
BlackRock Russell 2000® Index NL F	0.085%	0.000%	27,261	27,261	2024-06-30
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.075%	-19.194%	23,825	-5,659	2024-03-31
Spartan Total Market Index Pool E	0.071%	0.000%	22,645	0	2024-04-30
Northern Small Cap Core I	0.070%	0.000%	22,220	0	2024-03-31
Northern Small Cap Core K	0.071%	0.000%	22,220	0	2024-03-31
Fidelity Nasdaq Composite Index	0.068%	0.000%	21,871	0	2024-05-31
DFA US Micro Cap I	0.085%	0.000%	21,547	0	2023-03-31
Vanguard Instl Ttl Stck Mkt Idx Tr	0.056%	-6.973%	17,890	-1,341	2024-03-31
Vanguard Instl Ttl Stk Mkt Idx InstlPls	0.056%	0.000%	17,890	0	2024-05-31
DFA US Small Cap I	0.070%	0.000%	17,741	0	2023-05-31
Fidelity® NASDAQ Composite Index®	0.055%	0.000%	16,945	0	2023-10-31
Vanguard Balanced Index Inv	0.050%	0.000%	16,000	0	2024-05-31
Spartan Extended Market Index Pool E	0.044%	12.364%	14,041	1,545	2024-04-30
Schwab Total Stock Market Index	0.042%	0.000%	13,479	0	2024-05-31
NT Quality SCC US Fund - L	0.042%	-6.514%	12,773	-890	2023-09-30
NT Quality Small Cap Core	0.042%	-6.514%	12,773	-890	2023-09-30
Dimensional US Small Cap ETF	0.040%	0.000%	12,339	0	2023-12-29