ESS Tech Inc (GWH) Ownership

5.10 ↑0.00 (0.00%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

Legal & General Group PLC is the biggest individual institutional holder of ESS Tech Inc (GWH), owning a total of 3.2 million shares. Combined, the top 56 institutional holders of GWH own 39.22% of the company with a total of 22.8 million shares.

In the latest ownership report on September 30th 2024, the top 56 institutional holders increased their combined ownership of GWH by 2.6 million shares. 8 institutions bought 2,697,740 total additional shares and increased their ownership by an average of 98.93%. However 10 institutions sold 107,184 total shares and decreased their ownership by an average of 17.36%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of ESS Tech increased by a net total of 2,590,556 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
SoftBank Group Corp	20.171%	0.000%	2,396,914	2,396,914	2024-09-30
Baird Financial Group, Inc.	1.914%	0.000%	227,406	227,406	2024-09-30
Vanguard Group Inc	1.614%	-0.002%	191,725	-4	2024-09-30
GSA Capital Partners LLP	0.767%	81.692%	91,195	41,003	2024-09-30
Millennium Management LLC	0.531%	-46.728%	63,125	-55,371	2024-09-30
BlackRock Inc	0.446%	-4.799%	53,021	-2,673	2024-09-30
FMR Inc	0.442%	-2.100%	52,485	-1,126	2024-09-30
Geode Capital Management, LLC	0.425%	-13.068%	50,451	-7,584	2024-09-30
Green Alpha Advisors, LLC	0.211%	77.633%	25,025	10,937	2024-09-30
Laird Norton Tyee Trust Co	0.178%	-8.139%	21,184	-1,877	2024-09-30
Renaissance Technologies Corp	0.165%	44.408%	19,560	6,015	2024-09-30
State Street Corp	0.139%	-19.507%	16,538	-4,008	2024-09-30
Pathstone Holdings LLC	0.133%	88.902%	15,830	7,450	2024-09-30
Redmond Asset Management, LLC	0.100%	-0.076%	11,895	-9	2024-09-30
Northern Trust Corp	0.089%	-76.495%	10,588	-34,458	2024-09-30
Bank of America Corp	0.037%	498.772%	4,389	3,656	2024-09-30
Morgan Stanley - Brokerage Accounts	0.037%	0.000%	4,359	4,359	2024-09-30
CWM, LLC duplicate	0.022%	-2.701%	2,666	-74	2024-09-30
PNC Financial Services Group Inc	0.021%	0.000%	2,443	0	2024-09-30
Catalyst Funds Management Pty Ltd	0.013%	0.000%	1,560	0	2024-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Legal & General Group PLC	2.025%	-1.034%	3,150,862	-32,903	2023-03-31
SoftBank Group Corp	20.171%	0.000%	2,396,914	2,396,914	2024-09-30
Amvescap Plc.	1.159%	-59.534%	2,027,305	-2,982,599	2023-12-31
State Street Corporation	1.066%	-7.898%	1,898,226	-162,779	2024-03-31
KIM, LLC	1.096%	-0.989%	1,691,446	-16,900	2022-12-31
Mirae Asset Global Investments (Korea) Co Ltd	0.859%	0.000%	1,335,848	1,335,848	2023-03-31
Electron Capital Partners, LLC	0.714%	0.000%	1,093,561	1,093,561	2022-09-30
First Trust Advisors L.P.	0.494%	4.938%	864,688	40,692	2023-12-31
Jane Street Group LLC	0.452%	238.950%	805,643	567,955	2024-06-30
JANE STREET GROUP, LLC	0.453%	238.950%	805,643	567,955	2024-06-30
Goldman Sachs Group Inc	0.357%	296.380%	636,475	475,903	2024-06-30
Charles Schwab Investment Management Inc	0.320%	-25.715%	569,560	-197,164	2024-06-30
Van Eck Associates Corporation	0.317%	-0.408%	488,630	-2,000	2022-12-31
Susquehanna International Group, LLP	0.205%	13.145%	365,167	42,424	2024-06-30
Blair William & Co	0.191%	-37.864%	334,494	-203,833	2023-12-31
Toroso Investments LLC	0.169%	0.000%	291,446	291,446	2023-09-30
Nuveen Asset Management, LLC	0.155%	0.000%	276,596	0	2024-03-31
Squarepoint Ops LLC	0.177%	153.051%	273,457	165,393	2022-12-31
Bank of New York Mellon Corp	0.149%	-10.050%	259,813	-29,027	2024-03-31
Weiss Asset Management LP	0.153%	0.000%	237,538	237,538	2023-03-31
Baird Financial Group, Inc.	1.914%	0.000%	227,406	227,406	2024-09-30
Y-Intercept (Hong Kong) Ltd	0.117%	0.000%	208,464	208,464	2024-06-30
Ardsley Advisory Partners	0.116%	0.000%	200,000	200,000	2023-09-30
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND	0.127%	34.608%	194,700	50,058	2022-09-30
Vanguard Group Inc	1.614%	-0.002%	191,725	-4	2024-09-30
Centiva Capital LP	0.106%	0.000%	188,900	188,900	2024-06-30
Point72 Asia (Singapore) Pte. Ltd	0.101%	0.000%	180,370	180,370	2024-06-30
Steward Partners Investment Advisory, LLC	0.116%	16,528.000%	179,582	178,502	2022-09-30
Bridgeway Capital Management, LLC	0.085%	0.000%	150,000	0	2024-03-31
HighTower Advisors, LLC	0.078%	0.000%	138,717	0	2024-06-30
Highland Private Wealth Management	0.089%	0.000%	137,117	0	2022-09-30
Sunrise Partners LLC	0.060%	186.380%	107,596	70,025	2024-06-30
HRT FINANCIAL LLC	0.060%	0.000%	106,889	106,889	2024-06-30
AQR Capital Management LLC	0.057%	0.000%	102,262	102,262	2024-06-30
GSA Capital Partners LLP	0.767%	81.692%	91,195	41,003	2024-09-30
JPMorgan Chase & Co	0.045%	-6.891%	80,322	-5,945	2024-06-30
HPM Partners LLC	0.040%	0.124%	71,218	88	2024-06-30
Millennium Management LLC	0.531%	-46.728%	63,125	-55,371	2024-09-30
Barclays PLC	0.032%	-11.000%	57,303	-7,082	2024-06-30
BlackRock Inc	0.446%	-4.799%	53,021	-2,673	2024-09-30
FMR Inc	0.442%	-2.100%	52,485	-1,126	2024-09-30
Geode Capital Management, LLC	0.425%	-13.068%	50,451	-7,584	2024-09-30
SEI Investments Co	0.016%	0.000%	28,632	0	2024-06-30
Green Alpha Advisors, LLC	0.211%	77.633%	25,025	10,937	2024-09-30
Advisor Group Holdings, Inc.	0.013%	-49.347%	23,679	-23,068	2024-06-30
Laird Norton Tyee Trust Co	0.178%	-8.139%	21,184	-1,877	2024-09-30
Renaissance Technologies Corp	0.165%	44.408%	19,560	6,015	2024-09-30
State Street Corp	0.139%	-19.507%	16,538	-4,008	2024-09-30
Pathstone Holdings LLC	0.133%	88.902%	15,830	7,450	2024-09-30
Redmond Asset Management, LLC	0.100%	-0.076%	11,895	-9	2024-09-30
Northern Trust Corp	0.089%	-76.495%	10,588	-34,458	2024-09-30
Bank of America Corp	0.037%	498.772%	4,389	3,656	2024-09-30
Morgan Stanley - Brokerage Accounts	0.037%	0.000%	4,359	4,359	2024-09-30
CWM, LLC duplicate	0.022%	-2.701%	2,666	-74	2024-09-30
PNC Financial Services Group Inc	0.021%	0.000%	2,443	0	2024-09-30
Catalyst Funds Management Pty Ltd	0.013%	0.000%	1,560	0	2024-09-30

Mutual Fund Ownership

L&G Battery Value-Chain ETF is the biggest individual fund holder of ESS Tech Inc (GWH), owning a total of 3.2 million shares. Combined, the top 75 mutual fund holders of GWH own 15.87% of the company with a total of 22 million shares.

In the latest ownership report on December 31st 2024, the top 75 fund holders increased their combined ownership of GWH by 147 shares. 1 funds bought 15 total additional shares and increased their ownership by an average of 0.99%. However 1 funds sold 162 total shares and decreased their ownership by an average of 1.36%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding ESS Tech decreased by a net total of -147 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Extended Equity Market Fund K	0.099%	-1.362%	11,731	-162	2024-12-31
Extended Equity Market Fund M	0.013%	0.994%	1,524	15	2024-12-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
L&G Battery Value-Chain ETF	2.062%	0.000%	3,181,905	0	2023-04-28
iShares Russell 2000 ETF	1.148%	0.766%	2,008,054	15,268	2024-05-30
Invesco WilderHill Clean Energy ETF	1.118%	-0.387%	1,934,174	-7,506	2024-02-29
Fidelity Global Innovators Cl P5	0.666%	-39.363%	1,028,133	-667,411	2022-06-30
Fidelity Small Cap Index	0.521%	3.111%	927,678	27,989	2024-06-30
Vanguard Extended Market Index Investor	0.586%	0.000%	911,864	0	2023-08-31
Fidelity® Small Cap Index	0.509%	3.195%	879,916	27,239	2023-10-31
iShares Russell 2000 Value ETF	0.493%	-0.132%	862,848	-1,144	2024-05-30
Fidelity® Select Technology	0.455%	0.000%	787,286	0	2023-10-31
Select Technology	0.455%	0.000%	787,286	0	2023-10-31
First Trust NASDAQ® Cln Edge® GrnEngyETF	0.432%	0.000%	746,952	0	2024-02-29
iShares Russell 2000 Growth ETF	0.373%	-0.361%	576,139	-2,088	2023-06-21
Fidelity® Extended Market Index	0.249%	0.000%	429,896	0	2023-11-30
Schwab US Small-Cap ETF™	0.232%	0.000%	409,683	0	2024-07-31
State St Russell Sm Cap® Indx NL Cl C	0.212%	0.000%	364,017	0	2023-09-30
State St Russell Sm Cap® Indx SL Cl I	0.208%	0.000%	364,017	0	2024-05-31
Vanguard Russell 2000 ETF	0.193%	-0.773%	337,198	-2,628	2024-05-31
Evolve Automobile Innovation ETF H	0.206%	-1.733%	318,546	-5,618	2023-03-31
Amplify Lithium & Battery Tech ETF	0.165%	0.000%	285,368	0	2023-10-31
NT R2000 Value Index Fund - NL	0.157%	2.141%	279,536	5,860	2023-12-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.143%	-58.799%	253,581	-361,887	2024-06-30
Allspring (Lux) WW Glb L/SEq IPUSD Acc	0.161%	0.000%	246,344	246,344	2022-11-30
NT R2000 Index Fund - NL	0.126%	-4.065%	224,518	-9,514	2024-06-30
VanEck Global Resources Composite	0.137%	-0.189%	211,100	-400	2022-12-31
VanEck Global Resources Fund A	0.138%	0.000%	211,100	0	2022-12-31
NT R2000 Growth Index Fund - NL	0.134%	0.000%	206,376	0	2023-03-31
Schwab Small Cap Index	0.115%	0.000%	201,873	0	2024-05-31
iShares Micro-Cap ETF	0.111%	-1.370%	194,488	-2,702	2024-05-30
Northern Trust Russell 2000 Value Index	0.104%	2.610%	184,532	4,694	2024-06-30
NT R2000 Value Index Fund - L	0.104%	2.610%	184,532	4,694	2024-06-30
BrighthouseII Van Eck Global Natrl Res A	0.117%	-5.390%	180,800	-10,300	2022-12-31
NT R2000 Index Fund - DC - NL - 2	0.100%	-4.406%	177,665	-8,188	2024-06-30
iShares Russell 2000 Small-Cap Idx Instl	0.095%	0.000%	166,053	0	2024-05-31
Northern Trust Russell 2000 Growth Index	0.102%	7.866%	158,097	11,529	2023-03-31
Russell 2000 Index Non-Lendable Fund E	0.090%	0.649%	157,344	1,014	2024-03-31
Bridgeway Ultra-Small Company Market	0.085%	0.000%	150,000	0	2024-03-31
BlackRock Extended Mkt Composite	0.078%	1.187%	136,023	1,596	2023-09-30
Schwab US Broad Market ETF™	0.071%	0.000%	125,352	0	2024-07-31
Vanguard Total Stock Mkt Idx Inv	1.041%	0.000%	123,669	0	2024-11-30
SPDR® Russell 2000 US Small Cap ETF	0.066%	-1.258%	116,357	-1,482	2024-06-30
Nuveen Small Cap Blend Idx R6	0.064%	0.000%	112,738	0	2024-05-31
EQ/2000 Managed Volatility IB	0.056%	0.000%	98,475	0	2024-05-31
Russell Personalized DI All Cap SMA	0.051%	0.000%	90,219	0	2024-06-30
Fidelity Small Cap Value Index	0.048%	0.000%	85,583	0	2024-06-30
Northern Trust Russell 2000 Index	0.042%	8.396%	75,574	5,854	2024-06-30
NT R2000 Index Fund - L	0.041%	7.689%	73,729	5,264	2024-06-30
Vanguard Institutional Extnd Mkt Idx Tr	0.528%	0.000%	62,732	0	2024-11-30
Fidelity Select Technology	0.442%	0.000%	52,485	0	2024-11-30
Northern Small Cap Index	0.023%	44.987%	41,082	12,747	2024-06-30
Vanguard Instl Ttl Stck Mkt Idx Tr	0.015%	0.000%	27,503	0	2024-03-31
Fidelity Extended Market Index	0.211%	-0.654%	25,052	-165	2024-11-30
SSgA U.S. Extended Market Index Class I	0.013%	0.000%	22,300	0	2023-12-31
State St US Extended Mkt Indx NL Cl C	0.013%	0.000%	22,300	0	2024-07-31
SSgA Russell 2000 Index Strategy	0.012%	0.000%	21,300	0	2023-12-31
Northern Trust Russell 3000 Index	0.012%	-0.215%	20,913	-45	2024-06-30
NT R3000 Index Fund - L	0.011%	0.000%	20,368	20,368	2024-06-30
SSgA Russell Small Cap Completeness Idx	0.007%	0.000%	12,200	0	2024-06-30
BlackRock Extended Equity Market K	0.100%	-0.042%	11,893	-5	2024-09-30
Extended Equity Market Fund K	0.099%	-1.362%	11,731	-162	2024-12-31
Fidelity Total Market Index	0.090%	0.000%	10,717	0	2024-11-30
BlackRock Small Cap Index V.I. I	0.006%	0.000%	10,638	0	2024-03-31
SSgA Russell 3000 Index Strategy	0.006%	0.000%	10,100	0	2024-06-30
SSgA U.S. Total Market Index Strategy	0.005%	42.195%	9,146	2,714	2024-06-30
Victory Extended Market Index	0.071%	1,627.350%	8,464	7,974	2024-09-30
T. Rowe Price Small-Cap Index I	0.004%	0.000%	6,160	0	2024-06-30
Fidelity Series Total Market Index	0.050%	-11.904%	5,913	-799	2024-11-30
NT Ext Equity Mkt Idx Fd - NL	0.048%	0.000%	5,737	0	2024-09-30
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.039%	0.304%	4,622	14	2024-09-30
Northern Trust Extended Eq Market Idx	0.038%	0.000%	4,485	0	2024-09-30
NT Ext Equity Mkt Idx Fd - L	0.038%	0.000%	4,485	0	2024-09-30
Spartan Total Market Index Pool E	0.036%	0.000%	4,249	0	2024-11-30
Vanguard Industrials ETF	0.034%	-0.698%	3,982	-28	2024-10-31
Spartan Extended Market Index Pool E	0.032%	4.496%	3,835	165	2024-11-30
Schwab Total Stock Market Index	0.021%	0.000%	2,500	0	2024-11-30
Extended Equity Market Fund M	0.013%	0.994%	1,524	15	2024-12-31