SMTC Corporation (SMTX) Ownership

Institutions
Mutual Funds

Institutional Ownership

Wynnefield Capital Inc is the biggest individual institutional holder of SMTC Corporation (SMTX), owning a total of 2 million shares. Combined, the top 20 institutional holders of SMTX own 22.78% of the company with a total of 6.5 million shares.

In the latest ownership report on March 31st 2021, the top 20 institutional holders increased their combined ownership of SMTX by 2.1 million shares. 9 institutions bought 2,883,630 total additional shares and increased their ownership by an average of 52.98%. However 2 institutions sold 782,873 total shares and decreased their ownership by an average of 44.5%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of SMTC Corporation increased by a net total of 2,100,757 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Wynnefield Capital Inc	7.019%	0.000%	2,001,416	0	2021-03-31
Beryl Capital Management LLC	4.976%	0.000%	1,418,880	1,418,880	2021-03-31
Pacific Ridge Capital Partners, LLC	1.620%	-6.068%	461,892	-29,837	2021-03-31
Vanguard Group Inc	1.062%	422.405%	302,854	244,881	2021-03-31
S Muoio & CO LLC	1.052%	0.000%	300,000	300,000	2021-03-31
Gabelli Securities Inc	0.983%	0.000%	280,326	280,326	2021-03-31
Keebeck Alpha, LP	0.877%	0.000%	250,000	250,000	2021-03-31
SYQUANT CAPITAL SAS	0.786%	0.000%	224,047	224,047	2021-03-31
Heartland Advisors Inc	0.544%	-82.934%	154,964	-753,036	2021-03-31
Royce & Associates, LP	0.526%	0.000%	150,000	0	2021-03-31
Dimensional Fund Advisors, Inc.	0.506%	0.000%	144,332	0	2021-03-31
Allianz Asset Management AG	0.491%	0.000%	140,000	140,000	2021-03-31
Bridgeway Capital Management, LLC	0.465%	0.000%	132,434	0	2021-03-31
Arrowstreet Capital Limited Partnership	0.251%	49.900%	71,652	23,852	2021-03-31
Northern Trust Corp	0.133%	4.528%	37,951	1,644	2021-03-31
California Public Employees Retrmnt Sys	0.121%	0.000%	34,480	0	2021-03-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Wynnefield Capital Inc	7.019%	0.000%	2,001,416	0	2021-03-31
Beryl Capital Management LLC	4.976%	0.000%	1,418,880	1,418,880	2021-03-31
Pacific Ridge Capital Partners, LLC	1.620%	-6.068%	461,892	-29,837	2021-03-31
Vanguard Group Inc	1.062%	422.405%	302,854	244,881	2021-03-31
S Muoio & CO LLC	1.052%	0.000%	300,000	300,000	2021-03-31
Gabelli Securities Inc	0.983%	0.000%	280,326	280,326	2021-03-31
Keebeck Alpha, LP	0.877%	0.000%	250,000	250,000	2021-03-31
SYQUANT CAPITAL SAS	0.786%	0.000%	224,047	224,047	2021-03-31
Millennium Management LLC	0.678%	-32.448%	193,404	-92,901	2020-12-31
Heartland Advisors Inc	0.544%	-82.934%	154,964	-753,036	2021-03-31
Royce & Associates, LP	0.526%	0.000%	150,000	0	2021-03-31
Dimensional Fund Advisors, Inc.	0.506%	0.000%	144,332	0	2021-03-31
Allianz Asset Management AG	0.491%	0.000%	140,000	140,000	2021-03-31
Bridgeway Capital Management, LLC	0.465%	0.000%	132,434	0	2021-03-31
Susquehanna International Group, LLP	0.313%	167.956%	89,342	56,000	2020-12-31
Arrowstreet Capital Limited Partnership	0.251%	49.900%	71,652	23,852	2021-03-31
BlackRock Inc	0.201%	16.176%	57,177	7,961	2020-12-31
Weber Alan W	0.175%	0.000%	50,000	0	2020-12-31
Northern Trust Corp	0.133%	4.528%	37,951	1,644	2021-03-31
California Public Employees Retrmnt Sys	0.121%	0.000%	34,480	0	2021-03-31

Mutual Fund Ownership

Cadence Capital Mgt Emerging Companies is the biggest individual fund holder of SMTC Corporation (SMTX), owning a total of 361 thousand shares. Combined, the top 20 mutual fund holders of SMTX own 5.41% of the company with a total of 1.5 million shares.

In the latest ownership report on March 31st 2021, the top 20 fund holders increased their combined ownership of SMTX by 541 thousand shares. 2 funds bought 3,553 total additional shares and increased their ownership by an average of 13.91%. However 1 funds sold 545,036 total shares and decreased their ownership by an average of 77.86%.

Overall this is a negative sign as the number of shares owned by the top 20 mutual funds holding SMTC Corporation decreased by a net total of -541,483 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Heartland Value Investor	0.544%	-77.862%	154,964	-545,036	2021-03-31
Royce Micro Cap Trust	0.526%	0.000%	150,000	0	2021-03-31
Bridgeway Ultra-Small Company Market	0.359%	0.000%	102,434	0	2021-03-31
Fidelity® Extended Market Index	0.309%	0.000%	88,212	0	2021-03-31
Bantleon Event Driven Eq IA EUR Inc	0.175%	0.000%	50,000	0	2021-03-31
Allianz Event Driven Strategy WT9 H2 EUR	0.165%	0.000%	47,000	0	2021-03-31
DFA US Core Equity 2 I	0.150%	0.000%	42,619	0	2021-03-31
Fidelity® Total Market Index	0.110%	0.000%	31,436	0	2021-03-31
VALIC Company I Small Cap	0.105%	0.000%	30,000	0	2021-03-31
DFA US Core Equity 1 I	0.089%	0.000%	25,308	0	2021-03-31
DFA US Small Cap I	0.080%	0.000%	22,884	0	2021-03-31
NT Ext Equity Mkt Idx Fd - L	0.063%	0.000%	17,821	0	2021-03-31
Fidelity® Series Total Market Index	0.061%	0.000%	17,310	0	2021-03-31
NT Ext Equity Mkt Idx Fd - NL	0.061%	10.502%	17,298	1,644	2021-03-31
1290 VT GAMCO Mergers & Acquisitions IB	0.053%	0.000%	15,000	0	2021-03-31
DFA US Targeted Value I	0.050%	0.000%	14,147	0	2021-03-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.045%	17.322%	12,930	1,909	2021-03-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Cadence Capital Mgt Emerging Companies	1.265%	-1.557%	360,606	-5,705	2020-07-31
Pacific Ridge Capital Ptnrs Micro Cp Val	1.154%	-4.051%	328,990	-13,890	2020-09-30
Heartland Value Investor	0.544%	-77.862%	154,964	-545,036	2021-03-31
Royce Micro Cap Trust	0.526%	0.000%	150,000	0	2021-03-31
Bridgeway Ultra-Small Company Market	0.359%	0.000%	102,434	0	2021-03-31
Fidelity® Extended Market Index	0.309%	0.000%	88,212	0	2021-03-31
Bantleon Event Driven Eq IA EUR Inc	0.175%	0.000%	50,000	0	2021-03-31
Allianz Event Driven Strategy WT9 H2 EUR	0.165%	0.000%	47,000	0	2021-03-31
DFA US Core Equity 2 I	0.150%	0.000%	42,619	0	2021-03-31
Fidelity® Total Market Index	0.110%	0.000%	31,436	0	2021-03-31
VALIC Company I Small Cap	0.105%	0.000%	30,000	0	2021-03-31
DFA US Core Equity 1 I	0.089%	0.000%	25,308	0	2021-03-31
DFA US Small Cap I	0.080%	0.000%	22,884	0	2021-03-31
NT Ext Equity Mkt Idx Fd - L	0.063%	0.000%	17,821	0	2021-03-31
Fidelity® Series Total Market Index	0.061%	0.000%	17,310	0	2021-03-31
NT Ext Equity Mkt Idx Fd - NL	0.061%	10.502%	17,298	1,644	2021-03-31
1290 VT GAMCO Mergers & Acquisitions IB	0.053%	0.000%	15,000	0	2021-03-31
Gabelli Entpr Mergers & Acquisitions Y	0.053%	0.000%	15,000	15,000	2021-01-31
DFA US Targeted Value I	0.050%	0.000%	14,147	0	2021-03-31
NT Ext Equity Mkt Idx Fd - DC - NL - T2	0.045%	17.322%	12,930	1,909	2021-03-31