B. Riley Financial Inc (RILY) Ownership

4.98 ↓0.11 (-2.16%)

As of December 31, 1969, 7:00pm EST.

Institutions
Mutual Funds

Institutional Ownership

BlackRock Inc is the biggest individual institutional holder of B. Riley Financial Inc (RILY), owning a total of 2.8 million shares. Combined, the top 58 institutional holders of RILY own 56.21% of the company with a total of 17 million shares.

In the latest ownership report on September 30th 2024, the top 58 institutional holders increased their combined ownership of RILY by 702 thousand shares. 12 institutions bought 1,834,417 total additional shares and increased their ownership by an average of 204.77%. However 7 institutions sold 1,132,279 total shares and decreased their ownership by an average of 25.1%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of B. Riley Financial increased by a net total of 702,138 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Group Inc	3.534%	-15.525%	1,070,686	-196,775	2024-09-30
State Street Corp	1.590%	-46.863%	481,755	-424,880	2024-09-30
Bank of America Corp	1.456%	798.668%	441,120	392,034	2024-09-30
Geode Capital Management, LLC	1.443%	-0.564%	437,126	-2,480	2024-09-30
Capital Fund Management SA	1.254%	0.000%	380,012	380,012	2024-09-30
Charles Schwab Investment Management Inc	0.883%	-20.667%	267,576	-69,708	2024-09-30
Millennium Management LLC	0.731%	391.437%	221,584	176,495	2024-09-30
Soros Fund Management LLC	0.660%	0.000%	200,000	200,000	2024-09-30
Two Sigma Investments LLC	0.624%	0.000%	188,960	188,960	2024-09-30
Northern Trust Corp	0.603%	-6.806%	182,540	-13,330	2024-09-30
HRT FINANCIAL LLC	0.571%	459.023%	172,850	141,930	2024-09-30
Amvescap Plc.	0.515%	-72.477%	155,952	-410,668	2024-09-30
Nantahala Capital Management, LLC	0.450%	183.980%	136,174	88,222	2024-09-30
UBS Group AG	0.395%	66.033%	119,552	47,547	2024-09-30
Goldman Sachs Group Inc	0.329%	25.269%	99,734	20,118	2024-09-30
Tudor Investment Corp Et AL	0.327%	0.000%	99,155	99,155	2024-09-30
Dimensional Fund Advisors, Inc.	0.325%	-12.777%	98,564	-14,438	2024-09-30
Nomura Holdings Inc	0.318%	502.838%	96,442	80,444	2024-09-30
Straight Path Wealth Management	0.279%	30.000%	84,500	19,500	2024-09-30

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
BlackRock Inc	9.260%	-0.315%	2,805,431	-8,860	2024-06-30
Vanguard Group Inc	3.534%	-15.525%	1,070,686	-196,775	2024-09-30
State Street Corporation	3.087%	7.145%	935,340	62,370	2024-03-31
Royce & Associates, LP	2.470%	29.749%	744,497	170,700	2023-12-31
EQUITEC PROPRIETARY MARKETS, LLC	2.453%	-26.103%	743,254	-262,546	2024-03-31
Punch & Associates Inv Mgmt Inc	2.182%	10.361%	660,920	62,047	2024-06-30
Morgan Stanley - Brokerage Accounts	2.028%	30.918%	614,442	145,110	2024-06-30
State Street Corp	1.590%	-46.863%	481,755	-424,880	2024-09-30
Hood River Capital Management LLC	1.541%	75.473%	471,202	202,670	2023-09-30
Fidelity Management and Research Company	1.466%	22,208,900.000%	444,180	444,178	2023-12-31
FMR Inc	1.474%	-36.892%	444,180	-259,657	2023-12-31
Bank of America Corp	1.456%	798.668%	441,120	392,034	2024-09-30
Geode Capital Management, LLC	1.443%	-0.564%	437,126	-2,480	2024-09-30
Capital Fund Management SA	1.254%	0.000%	380,012	380,012	2024-09-30
Redwood Grove Capital, LLC	0.895%	-23.920%	273,567	-86,009	2023-09-30
Charles Schwab Investment Management Inc	0.883%	-20.667%	267,576	-69,708	2024-09-30
LSV Asset Management	0.773%	-9.832%	234,236	-25,540	2024-03-31
Mirae Asset Global Investments (Korea) Co Ltd	0.748%	4.069%	225,392	8,813	2023-12-31
Millennium Management LLC	0.731%	391.437%	221,584	176,495	2024-09-30
Allspring Global Investments Holdings, LLC	0.723%	-24.712%	219,007	-71,887	2024-03-31
Soviero Asset Management, LP	0.754%	0.000%	215,000	0	2022-09-30
Soros Fund Management LLC	0.660%	0.000%	200,000	200,000	2024-09-30
Two Sigma Investments LLC	0.624%	0.000%	188,960	188,960	2024-09-30
Northern Trust Corp	0.603%	-6.806%	182,540	-13,330	2024-09-30
BNP Paribas Arbitrage, SA	0.602%	818.171%	181,449	161,687	2023-12-31
HRT FINANCIAL LLC	0.571%	459.023%	172,850	141,930	2024-09-30
B. Riley Asset Management, LLC	0.579%	0.000%	162,799	162,799	2022-12-31
First Republic Inv Mgmt Inc	0.519%	0.000%	158,670	0	2023-06-30
Victory Capital Management Inc.	0.513%	71.072%	156,770	65,130	2023-12-31
Amvescap Plc.	0.515%	-72.477%	155,952	-410,668	2024-09-30
Ameriprise Financial Inc	0.498%	19.370%	150,841	24,477	2024-03-31
Marshall Wace Asset Management Ltd	0.479%	-61.418%	144,278	-229,670	2023-12-31
Citadel Advisors Llc	0.511%	1,894.970%	143,897	136,684	2022-12-31
Heartland Advisors Inc	0.493%	123.960%	137,926	76,341	2022-12-31
Hotchkis & Wiley Capital Management LLC	0.480%	0.000%	136,810	136,810	2022-09-30
Nantahala Capital Management, LLC	0.450%	183.980%	136,174	88,222	2024-09-30
Miller Value Partners, LLC	0.433%	51.200%	132,300	44,800	2023-03-31
Bank of New York Mellon Corp	0.436%	4.553%	132,168	5,755	2024-06-30
Nokomis Capital LLC	0.435%	-48.622%	131,892	-124,819	2024-03-31
UBS Group AG	0.395%	66.033%	119,552	47,547	2024-09-30
Commonwealth Equity Services Inc	0.383%	0.000%	116,156	116,156	2024-06-30
Jane Street Group LLC	0.377%	-28.259%	114,258	-45,007	2024-06-30
JANE STREET GROUP, LLC	0.377%	-28.259%	114,258	-45,007	2024-06-30
Parallax Volatility Advisers, LLC	0.372%	478.276%	112,307	92,886	2023-03-31
Advisors Asset Management	0.384%	-1.151%	109,717	-1,278	2022-09-30
Goldman Sachs Group Inc	0.329%	25.269%	99,734	20,118	2024-09-30
Tudor Investment Corp Et AL	0.327%	0.000%	99,155	99,155	2024-09-30
Dimensional Fund Advisors, Inc.	0.325%	-12.777%	98,564	-14,438	2024-09-30
Nomura Holdings Inc	0.318%	502.838%	96,442	80,444	2024-09-30
Wolverine Trading LLC	0.293%	169.274%	88,777	55,808	2024-06-30
Fuller & Thaler Asset Management Inc	0.293%	-3.405%	88,656	-3,125	2024-06-30
D. E. Shaw & Co LP	0.289%	0.000%	87,533	87,533	2024-03-31
Straight Path Wealth Management	0.279%	30.000%	84,500	19,500	2024-09-30
Harbor Capital Advisors Inc	0.273%	273.402%	82,645	60,512	2024-06-30
Principal Financial Group Inc	0.270%	-5.492%	81,840	-4,756	2024-06-30
Nuveen Asset Management, LLC	0.269%	-15.844%	81,561	-15,355	2024-06-30
National Asset Management Inc	0.256%	239.678%	77,552	54,721	2024-06-30
JPMorgan Chase & Co	0.254%	-65.686%	76,865	-147,139	2024-03-31

Mutual Fund Ownership

iShares Core S&P Small-Cap ETF is the biggest individual fund holder of B. Riley Financial Inc (RILY), owning a total of 1.1 million shares. Combined, the top 67 mutual fund holders of RILY own 39.61% of the company with a total of 12 million shares.

In the latest ownership report on November 30th 2024, the top 67 fund holders increased their combined ownership of RILY by 7 thousand shares. 2 funds bought 7,428 total additional shares and increased their ownership by an average of 13.24%. However 1 funds sold 17 total shares and decreased their ownership by an average of 0.02%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding B. Riley Financial increased by a net total of 7,411 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Russell 2000 ETF	2.363%	0.000%	715,990	0	2024-11-30
iShares Russell 2000 Growth ETF	0.623%	0.000%	188,592	0	2024-11-30
State St Russell Sm/Mid Cp® Indx NL Cl C	0.549%	0.000%	166,237	0	2024-11-30
Schwab Fundamental U.S. Small CompanyETF	0.348%	-0.016%	105,317	-17	2024-11-30
Schwab US Small-Cap ETF™	0.281%	0.113%	85,179	96	2024-11-30
State St Russell Sm Cap® Indx SL Cl I	0.249%	0.000%	75,543	0	2024-11-30
SPDR® Russell 2000 US Small Cap ETF	0.116%	26.372%	35,134	7,332	2024-11-30

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
iShares Core S&P Small-Cap ETF	3.654%	0.000%	1,106,874	0	2024-08-30
iShares Russell 2000 ETF	2.363%	0.000%	715,990	0	2024-11-30
Vanguard Total Stock Mkt Idx Inv	1.967%	0.000%	595,811	0	2024-10-31
Vanguard Instl Ttl Stck Mkt Idx Tr	1.705%	0.000%	521,564	0	2023-03-31
Fidelity® Dividend Growth	1.512%	-20.038%	462,500	-115,900	2023-11-30
Columbia Small Cap Growth	1.277%	1.055%	390,512	4,078	2023-10-31
Columbia Small Cap Growth Inst	1.277%	1.055%	390,512	4,078	2023-10-31
Columbia Small Cap Growth SMA Cmp	1.277%	1.055%	390,512	4,078	2023-10-31
Invesco KBW High Dividend Yld Fincl ETF	1.107%	0.000%	335,486	0	2024-08-31
Global X SuperDividend™ ETF	1.098%	0.000%	332,533	0	2024-05-31
Vanguard Institutional Extnd Mkt Idx Tr	0.863%	0.000%	261,466	0	2024-10-31
Hood River Small-Cap Growth Instl	0.790%	85.659%	241,642	111,488	2023-09-30
Vanguard Extended Market Index Investor	0.730%	-0.016%	223,042	-35	2023-08-31
Allspring Special Small Cap Value A	0.727%	-24.221%	219,007	-70,000	2024-03-31
YieldMax Ultra Option Income Strat ETF	0.689%	0.000%	208,700	0	2024-05-31
Fidelity Small Cap Index	0.680%	-1.813%	206,022	-3,803	2024-09-30
Schwab Fundamental US Small Company ETF	0.663%	0.000%	200,773	0	2024-05-31
Royce Small-Cap Opportunity Invmt	0.644%	0.000%	196,802	0	2023-12-31
iShares Russell 2000 Growth ETF	0.623%	0.000%	188,592	0	2024-11-30
iShares S&P Small-Cap 600 Value ETF	0.600%	0.096%	181,623	175	2024-08-30
SPDR® S&P Capital Markets ETF	0.598%	0.000%	181,121	0	2024-08-31
Fidelity® Small Cap Index	0.592%	2.800%	181,053	4,932	2023-10-31
State St Russell Sm/Mid Cp® Indx NL Cl C	0.549%	0.000%	166,237	0	2024-11-30
Victory Market Neutral Income I	0.534%	-13.125%	151,789	-22,933	2022-09-30
Heartland Value Plus Investor	0.521%	0.000%	150,000	0	2023-02-28
Fidelity Dividend Growth	0.487%	-41.163%	148,800	-104,100	2024-02-29
Invesco FTSE RAFI US 1500 Small-Mid ETF	0.486%	-0.130%	147,246	-192	2024-11-29
SPDR® Portfolio S&P 600™ Sm Cap ETF	0.478%	0.040%	144,673	58	2024-08-30
SPDR® Portfolio S&P 600 Sm Cap ETF	0.471%	-0.147%	142,546	-210	2024-05-30
TrueShares Active Yield ETF	0.469%	0.000%	141,933	0	2024-07-31
CREF Stock R1	0.452%	0.000%	138,115	0	2023-10-31
Royce Pennsylvania Mutual Invmt	0.451%	263.838%	137,902	100,000	2023-12-31
First Eagle Small Cap Opportunity I	0.430%	9.741%	131,360	11,660	2024-01-31
WisdomTree US SmallCap Dividend ETF	0.432%	0.000%	122,824	0	2022-11-30
First Eagle US Small Cap Strategy	0.398%	100.776%	121,606	61,038	2023-12-31
Vanguard Tax-Managed Small Cap Adm	0.394%	0.000%	119,201	0	2024-08-31
Miller Income A	0.377%	-12.850%	115,300	-17,000	2023-09-30
Schwab Fundamental U.S. Small CompanyETF	0.348%	-0.016%	105,317	-17	2024-11-30
Legg Mason RY US SmCp Opp A USD Dis(A)	0.368%	4.916%	104,573	4,900	2022-12-31
Embark Small Cap Equity Institutional	0.333%	21.953%	100,788	18,143	2024-07-31
Fuller & Thaler Behavrl Micro-Cap Core	0.320%	0.333%	97,895	325	2023-05-31
Fuller & Thaler Micro-Cap Core	0.349%	0.826%	97,660	800	2022-12-31
FTGF RY US SmCp Opp A USD Dis(A)	0.317%	0.415%	96,773	400	2023-06-30
MM Access US Equities F USD Acc	0.338%	88.264%	95,143	44,606	2023-01-31
SPDR® S&P 600 Small Cap Value ETF	0.313%	0.000%	94,949	0	2024-08-31
Fidelity Extended Market Index	0.308%	-3.304%	93,299	-3,188	2024-10-31
Vanguard Russell 2000 ETF	0.307%	-0.618%	92,936	-578	2024-10-31
FullerThaler Behavioral Micro-Cap Core	0.293%	-3.405%	88,656	-3,125	2024-06-30
SPDR® S&P 600 Small Cap Growth ETF	0.300%	0.339%	85,187	288	2022-11-30
Schwab US Small-Cap ETF™	0.281%	0.113%	85,179	96	2024-11-30
iShares S&P Small-Cap 600 Growth ETF	0.300%	0.000%	84,367	0	2023-05-31
Kennedy Micro Cap	0.295%	206.346%	82,940	55,866	2023-03-31
Fidelity® Extended Market Index	0.266%	0.000%	81,265	0	2023-06-30
State St Russell Sm Cap® Indx SL Cl I	0.249%	0.000%	75,543	0	2024-11-30
Principal SmallCap S&P 600 Idx SP	0.209%	0.000%	63,215	0	2024-08-31
Vanguard S&P Small-Cap 600 ETF	0.205%	0.048%	62,041	30	2024-08-31
NT R2000 Growth Index Fund - NL	0.199%	7.530%	60,376	4,228	2023-12-31
Schwab Small Cap Index	0.162%	0.000%	49,131	0	2024-10-31
NT R2000 Index Fund - NL	0.162%	-0.008%	49,009	-4	2024-09-30
Royce Micro Cap Trust	0.147%	0.000%	44,633	0	2024-09-30
Northern Trust Russell 2000 Growth Index	0.143%	-0.237%	43,413	-103	2024-09-30
NT R2000 Growth Index Fund - L	0.143%	-0.237%	43,413	-103	2024-09-30
iShares Russell 2000 Small-Cap Idx Instl	0.135%	0.000%	40,775	0	2024-10-31
NT R2000 Index Fund - DC - NL - 2	0.130%	1.181%	39,243	458	2024-09-30
SPDR® Russell 2000 US Small Cap ETF	0.116%	26.372%	35,134	7,332	2024-11-30
The Vanguard Russell 2000 Growth Index	0.112%	4.505%	34,029	1,467	2024-10-31
Russell 2000 Index Non-Lendable Fund E	0.110%	-16.126%	33,407	-6,423	2024-09-30