Apollo Endosurgery Inc (APEN) Ownership

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As of April 3, 2023, 3:54pm EST.

Institutions
Mutual Funds

Institutional Ownership

Cpmg Inc is the biggest individual institutional holder of Apollo Endosurgery Inc (APEN), owning a total of 6.2 million shares. Combined, the top 41 institutional holders of APEN own 78.97% of the company with a total of 43.6 million shares.

In the latest ownership report on March 31st 2023, the top 41 institutional holders increased their combined ownership of APEN by 4.8 million shares. 13 institutions bought 8,109,323 total additional shares and increased their ownership by an average of 93.57%. However 1 institutions sold 3,356,584 total shares and decreased their ownership by an average of 90.07%.

Overall this is a positive sign as the number of shares owned by the top 20 institutional holders of Apollo Endosurgery increased by a net total of 4,752,739 in the latest quarter.

Institution Ownership Chart

Latest Institutional Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Cpmg Inc	10.667%	0.000%	6,183,603	0	2023-03-31
Nantahala Capital Management, LLC	7.892%	12.779%	4,575,021	518,394	2023-03-31
Millennium Management LLC	3.194%	320.872%	1,851,473	1,411,560	2023-03-31
Vanguard Group Inc	3.096%	22.312%	1,794,761	327,394	2023-03-31
Gardner Lewis Asset Management L P	2.465%	0.000%	1,428,884	1,428,884	2023-03-31
Gabelli Funds LLC	2.108%	340.677%	1,221,882	944,608	2023-03-31
Man Group PLC	1.725%	0.000%	1,000,000	1,000,000	2023-03-31
Gabelli Securities Inc	1.366%	312.704%	791,772	599,922	2023-03-31
Federated Hermes Inc	1.244%	134.091%	721,000	413,000	2023-03-31
Capula Management Ltd	0.944%	0.000%	546,965	546,965	2023-03-31
Halcyon Management Partners LP	0.766%	72.494%	443,848	186,536	2023-03-31
New York Life Investment Management LLC	0.742%	0.000%	430,063	430,063	2023-03-31
Magnetar Financial LLC	0.720%	0.481%	417,191	1,997	2023-03-31
Stonepine Capital Management Llc	0.638%	-90.071%	370,000	-3,356,584	2023-03-31
SYQUANT CAPITAL SAS	0.518%	0.000%	300,000	300,000	2023-03-31

Top Institutions

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Cpmg Inc	10.667%	0.000%	6,183,603	0	2023-03-31
Nantahala Capital Management, LLC	7.892%	12.779%	4,575,021	518,394	2023-03-31
Citigroup Inc	4.117%	18.708%	2,386,557	376,119	2022-12-31
Millennium Management LLC	3.194%	320.872%	1,851,473	1,411,560	2023-03-31
Vanguard Group Inc	3.096%	22.312%	1,794,761	327,394	2023-03-31
Deerfield Management Co	3.019%	0.000%	1,750,000	0	2022-12-31
Gagnon Securities LLC	3.582%	-4.663%	1,703,175	-83,310	2022-12-31
Archon Capital Management LLC	2.838%	-10.675%	1,645,443	-196,641	2022-12-31
Gardner Lewis Asset Management L P	2.465%	0.000%	1,428,884	1,428,884	2023-03-31
Gagnon Advisors, LLC	2.796%	0.000%	1,329,354	0	2022-12-31
Gabelli Funds LLC	2.108%	340.677%	1,221,882	944,608	2023-03-31
Soleus Capital Management, L.P.	2.391%	-65.215%	1,137,105	-2,131,843	2022-09-30
SILVERARC CAPITAL MANAGEMENT, LLC	2.390%	5.706%	1,136,206	61,327	2022-09-30
JPMorgan Chase & Co	1.853%	0.000%	1,074,350	1,074,350	2022-12-31
Man Group PLC	1.725%	0.000%	1,000,000	1,000,000	2023-03-31
Acadian Asset Management LLC	2.287%	15,165.700%	952,732	946,491	2022-09-30
Goldman Sachs Group Inc	1.885%	15.982%	896,213	123,495	2022-09-30
Gabelli Securities Inc	1.366%	312.704%	791,772	599,922	2023-03-31
Awm Investment Company Inc	1.357%	-5.215%	786,809	-43,288	2022-12-31
Woodline Partners LP	1.316%	0.000%	762,800	762,800	2022-12-31
Federated Hermes Inc	1.244%	134.091%	721,000	413,000	2023-03-31
Parkman Healthcare Partners LLC	1.383%	1.183%	657,690	7,690	2022-09-30
Berry Street Capital Management LLP	1.078%	0.000%	625,000	625,000	2022-12-31
Capula Management Ltd	0.944%	0.000%	546,965	546,965	2023-03-31
Parian Global Management LP	0.909%	-28.083%	527,126	-205,840	2022-09-30
BlackRock Inc	0.885%	-10.409%	512,741	-59,571	2022-12-31
First Trust Capital Management L.P.	0.819%	0.000%	474,664	474,664	2022-12-31
Water Island Capital LLC	0.776%	0.000%	449,636	449,636	2022-12-31
Halcyon Management Partners LP	0.766%	72.494%	443,848	186,536	2023-03-31
New York Life Investment Management LLC	0.742%	0.000%	430,063	430,063	2023-03-31
PURA VIDA INVESTMENTS, LLC	0.898%	0.000%	427,057	0	2022-09-30
Magnetar Financial LLC	0.720%	0.481%	417,191	1,997	2023-03-31
Essex Investment Management Company, LLC	0.842%	2.866%	400,573	11,159	2022-09-30
Gilder Gagnon Howe & CO LLC	0.643%	-19.191%	373,005	-88,582	2022-12-31
Geode Capital Management, LLC	0.642%	8.408%	372,329	28,878	2022-12-31
Stonepine Capital Management Llc	0.638%	-90.071%	370,000	-3,356,584	2023-03-31
Morgan Stanley - Brokerage Accounts	0.591%	17,453.600%	342,647	340,695	2022-12-31
AIGH Capital Management, LLC	0.546%	-37.775%	316,436	-192,100	2022-12-31
SYQUANT CAPITAL SAS	0.518%	0.000%	300,000	300,000	2023-03-31
Qube Research & Technologies	0.602%	0.000%	286,040	286,040	2022-12-31
Renaissance Technologies Corp	0.441%	119.937%	209,600	114,300	2022-12-31

Mutual Fund Ownership

Vanguard Instl Ttl Stck Mkt Idx Tr is the biggest individual fund holder of Apollo Endosurgery Inc (APEN), owning a total of 1.2 million shares. Combined, the top 41 mutual fund holders of APEN own 15.65% of the company with a total of 8.9 million shares.

In the latest ownership report on March 31st 2023, the top 41 fund holders increased their combined ownership of APEN by 1.8 million shares. 13 funds bought 1,855,413 total additional shares and increased their ownership by an average of 489.95%. However 5 funds sold 52,551 total shares and decreased their ownership by an average of 5.17%.

Overall this is a positive sign as the number of shares owned by the top 20 mutual funds holding Apollo Endosurgery increased by a net total of 1,802,862 in the latest report.

Mutual Funds Chart

Latest Mutual Fund Ownership Changes

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Instl Ttl Stck Mkt Idx Tr	2.144%	31.062%	1,242,617	294,500	2023-03-31
Vanguard Total Stock Mkt Idx Inv	2.144%	31.062%	1,242,617	294,500	2023-03-31
Federated Hermes Kaufmann Growth	1.208%	133.333%	700,000	400,000	2023-03-31
Federated Hermes Kaufmann R	1.208%	133.333%	700,000	400,000	2023-03-31
Vanguard Extended Market Index Investor	0.835%	-6.975%	484,157	-36,302	2023-03-31
First Trust Merger Arbitrage Cl I	0.813%	0.000%	471,257	0	2023-03-31
IQ Merger Arbitrage ETF	0.742%	0.000%	430,063	0	2023-03-31
Fidelity® Extended Market Index	0.311%	-5.810%	180,402	-11,128	2023-03-31
Franklin K2 Alt Strats I(acc)USD	0.243%	0.000%	141,088	141,088	2023-03-31
K2 Alternative Strategies R6	0.212%	0.000%	123,093	123,093	2023-03-31
1290 VT GAMCO Mergers & Acquisitions IB	0.190%	10.000%	110,000	10,000	2023-03-31
GDL Fund	0.173%	3,900.000%	100,000	97,500	2023-03-31
Bridgeway Ultra-Small Company	0.157%	0.000%	90,800	0	2023-03-31
iShares Micro-Cap ETF	0.150%	0.000%	86,966	0	2023-03-31
BlackRock Extended Mkt Composite	0.145%	0.000%	83,954	0	2023-03-31
Accelerate Arbitrage ETF	0.142%	0.000%	82,540	0	2023-03-31
Bridgeway Ultra-Small Company Market	0.135%	0.000%	78,200	0	2023-03-31
BlackRock Extended Equity Market K	0.126%	-1.154%	72,733	-849	2023-03-31
Fidelity® Total Market Index	0.115%	0.000%	66,836	0	2023-03-31
Goldman Sachs Multi-Manager Alts Instl	0.105%	189.902%	61,033	39,980	2023-03-31
Gabelli ABC AAA	0.087%	1,920.000%	50,500	48,000	2023-03-31
Fidelity® Series Total Market Index	0.082%	0.000%	47,680	0	2023-03-31
Northern Small Cap Core K	0.082%	-3.101%	47,527	-1,521	2023-03-31
Neuberger Berman Abs Ret Multi-Mgr I	0.070%	12.405%	40,777	4,500	2023-03-31
Russell Inv US Small Cap Equity E	0.068%	0.000%	39,603	0	2023-03-31
WPG Partners Micro Cap Opportunities	0.056%	0.000%	32,403	0	2023-03-31
Northern Trust Extended Eq Market Idx	0.049%	4.108%	28,534	1,126	2023-03-31
NT Ext Equity Mkt Idx Fd - L	0.049%	4.108%	28,534	1,126	2023-03-31
NT Quality SCC US Fund - L	0.049%	-8.828%	28,410	-2,751	2023-03-31

Top Mutual Funds

Owner	Percent Owned	Percent Change	Shares Owned	Share Change	Date Reported
Vanguard Instl Ttl Stck Mkt Idx Tr	2.144%	31.062%	1,242,617	294,500	2023-03-31
Vanguard Total Stock Mkt Idx Inv	2.144%	31.062%	1,242,617	294,500	2023-03-31
Man GLG Event Driven Alternative IN USD	1.607%	0.000%	931,655	931,655	2023-02-28
Federated Hermes Kaufmann Growth	1.208%	133.333%	700,000	400,000	2023-03-31
Federated Hermes Kaufmann R	1.208%	133.333%	700,000	400,000	2023-03-31
Vanguard Extended Market Index Investor	0.835%	-6.975%	484,157	-36,302	2023-03-31
First Trust Merger Arbitrage Cl I	0.813%	0.000%	471,257	0	2023-03-31
IQ Merger Arbitrage ETF	0.742%	0.000%	430,063	0	2023-03-31
Arbitrage R	0.755%	0.000%	359,000	359,000	2022-11-30
Fidelity® Extended Market Index	0.311%	-5.810%	180,402	-11,128	2023-03-31
AltShares Merger Arbitrage ETF	0.283%	0.000%	164,215	164,215	2023-02-28
Franklin K2 Alt Strats I(acc)USD	0.243%	0.000%	141,088	141,088	2023-03-31
K2 Alternative Strategies R6	0.212%	0.000%	123,093	123,093	2023-03-31
1290 VT GAMCO Mergers & Acquisitions IB	0.190%	10.000%	110,000	10,000	2023-03-31
GDL Fund	0.173%	3,900.000%	100,000	97,500	2023-03-31
FranklinK2 Bardin Hill Arb EBPFaccUSD	0.205%	0.000%	97,431	0	2022-12-31
Bridgeway Ultra-Small Company	0.157%	0.000%	90,800	0	2023-03-31
iShares Micro-Cap ETF	0.150%	0.000%	86,966	0	2023-03-31
Pleiades Small Cap Equity A	0.179%	0.000%	85,141	0	2022-09-30
BlackRock Extended Mkt Composite	0.145%	0.000%	83,954	0	2023-03-31
Accelerate Arbitrage ETF	0.142%	0.000%	82,540	0	2023-03-31
WPG Partners Select Small Cap Value Ins	0.137%	2.764%	79,518	2,139	2023-02-28
Bridgeway Ultra-Small Company Market	0.135%	0.000%	78,200	0	2023-03-31
BlackRock Extended Equity Market K	0.126%	-1.154%	72,733	-849	2023-03-31
Fidelity® Total Market Index	0.115%	0.000%	66,836	0	2023-03-31
Russell Inv Multi-Asset Growth Strat S	0.155%	1.293%	64,475	823	2022-09-30
Goldman Sachs Multi-Manager Alts Instl	0.105%	189.902%	61,033	39,980	2023-03-31
Gabelli ABC AAA	0.087%	1,920.000%	50,500	48,000	2023-03-31
Fidelity® Series Total Market Index	0.082%	0.000%	47,680	0	2023-03-31
Northern Small Cap Core K	0.082%	-3.101%	47,527	-1,521	2023-03-31
GSF II GS Glb Mlt-Mgr Alts R USD Inc	0.096%	0.000%	45,792	45,792	2022-12-31
Franklin K2 Alternative Strategies R6	0.104%	0.000%	43,210	43,210	2022-11-30
Neuberger Berman Abs Ret Multi-Mgr I	0.070%	12.405%	40,777	4,500	2023-03-31
Russell Inv US Small Cap Equity E	0.068%	0.000%	39,603	0	2023-03-31
iShares Core S&P Total US Stock Mkt ETF	0.081%	0.000%	38,480	0	2023-01-31
Russell Inv Multi-Strategy Income Y	0.082%	1.295%	34,191	437	2022-09-30
WPG Partners Micro Cap Opportunities	0.056%	0.000%	32,403	0	2023-03-31
NT Quality Small Cap Core	0.076%	0.392%	31,755	124	2022-09-30
Northern Trust Extended Eq Market Idx	0.049%	4.108%	28,534	1,126	2023-03-31
NT Ext Equity Mkt Idx Fd - L	0.049%	4.108%	28,534	1,126	2023-03-31
NT Quality SCC US Fund - L	0.049%	-8.828%	28,410	-2,751	2023-03-31